Kathleen L Prudhomme
CIK 1311087 · Vice President · last filed 2011-01-14
Kathleen L Prudhomme is a Vice President who has filed 8 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing shows the insider sold $42.4K of GCF on Jan 14, 2011. Across all open-market trades the lifetime net is −$62.0K, making them a net seller over the disclosed history.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
4
8
-$62.0K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Global Income & Currency Fund Inc. (GCF) Delisted | Vice President | 0 | — | — | -$42.4K | 1 | 2011-01-14 |
| AMERICAN STRATEGIC INCOME PORTFOLIO INC II (BSP) Delisted | Secretary to the Funds | 500 | — | — | -$5.5K | 3 | 2010-03-10 |
| AMERICAN STRATEGIC INCOME PORTFOLIO INC III (CSP) Delisted | Secretary to the Funds | 1,500 | — | — | -$807 | 1 | 2010-03-10 |
| AMERICAN STRATEGIC INCOME PORTFOLIO INC (ASP) Delisted | Secretary to the Funds | 1,002 | — | — | -$13.3K | 3 | 2010-02-24 |
Recent Filings
8 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-01-14 | Global Income & Currency Fund Inc. (GCF) Delisted | Sell (S) | −2,961 | -$42.4K | EDGAR |
| 2010-03-10 | AMERICAN STRATEGIC INCOME PORTFOLIO INC II (BSP) Delisted | Mixed | −14 | -$860 | EDGAR |
| 2010-03-10 | AMERICAN STRATEGIC INCOME PORTFOLIO INC III (CSP) Delisted | Mixed | −33 | -$807 | EDGAR |
| 2010-02-24 | AMERICAN STRATEGIC INCOME PORTFOLIO INC II (BSP) Delisted | Sell (S) | −1,735 | -$17.5K | EDGAR |
| 2010-02-24 | AMERICAN STRATEGIC INCOME PORTFOLIO INC (ASP) Delisted | Sell (S) | −100 | -$1.2K | EDGAR |
| 2010-02-24 | AMERICAN STRATEGIC INCOME PORTFOLIO INC (ASP) Delisted | Sell (S) | −1,002 | -$12.1K | EDGAR |
| 2009-05-26 | AMERICAN STRATEGIC INCOME PORTFOLIO INC (ASP) Delisted | L | +1,000 | $9.0K | EDGAR |
| 2009-05-26 | AMERICAN STRATEGIC INCOME PORTFOLIO INC II (BSP) Delisted | Buy (P) | +1,700 | $12.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.