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Kathleen T Ellis

CIK 1311821 · Executive Vice President · last filed 2017-11-16

Kathleen T Ellis is an Executive Vice President who has filed 46 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for NJR, was dated Nov 16, 2017. Across all open-market trades the lifetime net is −$1.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.17M

Companies

1

Total Filings

46

Lifetime Open-Market Net

-$1.10M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NJR Executive Vice President 105,235 $58.60 $6.17M -$1.10M 46 2017-11-16

Recent Filings

46 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-11-16 NJR Mixed +4,497 -$110.3K EDGAR
2017-11-15 NJR Mixed +5,570 -$428.8K EDGAR
2017-10-17 NJR Mixed +5,570 -$428.8K EDGAR
2016-11-17 NJR Mixed +7,464 -$159.6K EDGAR
2016-10-18 NJR Tax (F) −2,139 $0 EDGAR
2015-12-14 NJR Grant (A) +3,525 $0 EDGAR
2015-11-13 NJR Mixed +5,072 $0 EDGAR
2015-10-19 NJR Mixed +4,359 $0 EDGAR
2014-12-18 NJR Grant (A) +1,753 $102.8K EDGAR
2014-11-13 NJR Mixed +2,614 -$80.3K EDGAR
Showing 1–10 of 46
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.