Bradley K Serwin

CIK 1314040 · General Counsel · last filed 2025-11-25

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.67M

Companies

1

Total Filings

40

Lifetime Open-Market Net

-$2.11M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
COMP General Counsel 258,712 $10.33 $2.67M -$2.11M 27 2025-11-25

Recent Filings · Page 2 of 4

40 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-11-12 COMP Notice (144) −904 -$8.5K EDGAR
2025-11-12 COMP Notice (144) −903 -$7.9K EDGAR
2025-10-06 COMP Mixed +43,228 -$349.2K EDGAR
2025-09-05 COMP Mixed +20,944 -$202.0K EDGAR
2025-08-26 COMP Sell (S) −26,129 -$241.7K EDGAR
2025-08-25 COMP Notice (144) −13,065 -$121.4K EDGAR
2025-08-22 COMP Notice (144) −13,064 -$110.9K EDGAR
2025-07-08 COMP Mixed +43,228 -$286.4K EDGAR
2025-05-13 COMP Grant (A) $0 EDGAR
2025-04-04 COMP Mixed +13,527 -$117.6K EDGAR
Showing 1120 of 40
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.