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JAMES J CARPENTER

CIK 1316829 · Sr.EVP & Chief Lending Officer · last filed 2024-01-25

JAMES J CARPENTER is a Sr.EVP & Chief Lending Officer who has filed 73 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for FLG, was dated May 16, 2024. Current disclosed insider exposure totals $9.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$9.34M

Companies

3

Total Filings

73

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FLG Sr.EVP & Chief Lending Officer 674,693 $13.85 $9.34M $0 20 2024-01-25
FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted Sr.EVP & Chief Lending Officer 335,347 — — $0 19 2016-08-26
FLAGSTAR BANK, NATIONAL ASSOCIATION (NYB.PRU) Delisted Sr.EVP & Chief Lending Officer 159,504 — — $0 33 2012-08-23

Recent Filings

73 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-05-16 FLG Notice (144) −300,337 -$1.11M EDGAR
2024-01-25 FLG Grant (A) +11,220 $0 EDGAR
2023-01-26 FLG Grant (A) +11,868 $0 EDGAR
2019-07-08 FLG Other (J) +258 $2.6K EDGAR
2019-05-01 FLG Grant (A) +16,965 $0 EDGAR
2019-04-01 FLG Tax (F) −6,830 -$79.0K EDGAR
2019-03-27 FLG Tax (F) −3,575 -$41.8K EDGAR
2019-03-19 FLG Mixed −5,747 -$70.8K EDGAR
2018-12-03 FLG Other (J) +252 $2.5K EDGAR
2018-09-07 FLG Other (J) +216 $2.4K EDGAR
Showing 1–10 of 73
Page 1 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.