JAMES J CARPENTER
CIK 1316829 · Sr.EVP & Chief Lending Officer · last filed 2024-01-25
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$9.34M
Companies
3
Total Filings
73
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FLG | Sr.EVP & Chief Lending Officer | 674,693 | $13.85 | $9.34M | $0 | 20 | 2024-01-25 |
| FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted | Sr.EVP & Chief Lending Officer | 335,347 | — | — | $0 | 19 | 2016-08-26 |
| FLAGSTAR BANK, NATIONAL ASSOCIATION (NYB.PRU) Delisted | Sr.EVP & Chief Lending Officer | 159,504 | — | — | $0 | 33 | 2012-08-23 |
Recent Filings · Page 3 of 8
73 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-11-23 | FLG | Other (J) | +131 | $2.1K | EDGAR |
| 2016-08-26 | FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted | Other (J) | +143 | $2.1K | EDGAR |
| 2016-05-24 | FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted | Other (J) | +138 | $2.0K | EDGAR |
| 2016-03-18 | FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted | Grant (A) | +69,310 | $0 | EDGAR |
| 2016-03-01 | FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted | Other (J) | +1,009 | $15.3K | EDGAR |
| 2015-11-24 | FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted | Other (J) | +180 | $2.9K | EDGAR |
| 2015-08-24 | FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted | Other (J) | +151 | $2.8K | EDGAR |
| 2015-05-29 | FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted | Other (J) | +156 | $2.8K | EDGAR |
| 2015-03-20 | FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted | Grant (A) | +59,630 | $0 | EDGAR |
| 2015-03-03 | FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted | Other (J) | +161 | $2.7K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.