James S Phalen
CIK 1318370 · Vice Chairman · last filed 2017-01-23
James S Phalen is a Vice Chairman who has filed 35 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for XLF, was dated Jan 23, 2017. Across all open-market trades the lifetime net is −$18.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $95.5M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$95.47M
3
35
-$18.65M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| XLF | Vice Chairman | 366,597 | $54.35 | $19.92M | $0 | 1 | 2017-01-23 |
| STATE STREET CORP (STTpD) Delisted | Vice Chairman | 339,335 | $24.98 | $8.48M | -$8.28M | 9 | 2016-03-02 |
| STT | Executive Vice President | 441,059 | $171.29 | $75.55M | -$10.37M | 25 | 2014-02-24 |
Recent Filings
35 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-01-23 | XLF | Mixed | +26,813 | -$88.6K | EDGAR |
| 2016-03-02 | STATE STREET CORP (STTpD) Delisted | Grant (A) | +36,821 | $0 | EDGAR |
| 2016-02-17 | STATE STREET CORP (STTpD) Delisted | Tax (F) | −39,430 | -$2.16M | EDGAR |
| 2015-07-30 | STATE STREET CORP (STTpD) Delisted | Gift (G) | −6,600 | $0 | EDGAR |
| 2015-03-04 | STATE STREET CORP (STTpD) Delisted | Mixed | −19,484 | -$1.21M | EDGAR |
| 2015-02-23 | STATE STREET CORP (STTpD) Delisted | Mixed | +67,324 | -$430.1K | EDGAR |
| 2015-02-18 | STATE STREET CORP (STTpD) Delisted | Mixed | −103,879 | -$7.93M | EDGAR |
| 2014-12-03 | STATE STREET CORP (STTpD) Delisted | Sell (S) | −16,507 | -$1.26M | EDGAR |
| 2014-11-05 | STATE STREET CORP (STTpD) Delisted | Sell (S) | −14,514 | -$1.10M | EDGAR |
| 2014-08-05 | STATE STREET CORP (STTpD) Delisted | Sell (S) | −11,899 | -$836.1K | EDGAR |