James S Phalen
CIK 1318370 · Vice Chairman · last filed 2017-01-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$95.47M
Companies
3
Total Filings
35
Lifetime Open-Market Net
-$18.65M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| XLF | Vice Chairman | 366,597 | $54.35 | $19.92M | $0 | 1 | 2017-01-23 |
| STATE STREET CORP (STTpD) Delisted | Vice Chairman | 339,335 | $24.98 | $8.48M | -$8.28M | 9 | 2016-03-02 |
| STT | Executive Vice President | 441,059 | $171.29 | $75.55M | -$10.37M | 25 | 2014-02-24 |
Recent Filings · Page 3 of 4
35 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-11-03 | STT | Tax (F) | −14,907 | -$577.8K | EDGAR |
| 2011-02-28 | STT | Mixed | +16,097 | -$238.5K | EDGAR |
| 2011-01-20 | STT | Sell (S) | −15,000 | -$750.0K | EDGAR |
| 2010-11-03 | STT | Tax (F) | −14,907 | -$622.7K | EDGAR |
| 2010-02-26 | STT | Mixed | −25,000 | -$907.2K | EDGAR |
| 2010-02-17 | STT | Tax (F) | −2,973 | -$132.7K | EDGAR |
| 2009-10-26 | STT | Grant (A) | +107,113 | $0 | EDGAR |
| 2009-03-06 | STT | Mixed | +13,133 | -$120.3K | EDGAR |
| 2009-02-17 | STT | Tax (F) | −5,046 | -$136.2K | EDGAR |
| 2008-12-17 | STT | Mixed | +1,183 | $5 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.