James S Phalen
CIK 1318370 · Vice Chairman · last filed 2017-01-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$84.07M
Companies
2
Total Filings
35
Lifetime Open-Market Net
-$18.65M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 3 of 4
35 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-11-03 | STT | Tax (F) | −14,907 | -$577.8K | EDGAR |
| 2011-02-28 | STT | Mixed | +16,097 | -$238.5K | EDGAR |
| 2011-01-20 | STT | Sell (S) | −15,000 | -$750.0K | EDGAR |
| 2010-11-03 | STT | Tax (F) | −14,907 | -$622.7K | EDGAR |
| 2010-02-26 | STT | Mixed | −25,000 | -$907.2K | EDGAR |
| 2010-02-17 | STT | Tax (F) | −2,973 | -$132.7K | EDGAR |
| 2009-10-26 | STT | Grant (A) | +107,113 | $0 | EDGAR |
| 2009-03-06 | STT | Mixed | +13,133 | -$120.3K | EDGAR |
| 2009-02-17 | STT | Tax (F) | −5,046 | -$136.2K | EDGAR |
| 2008-12-17 | STT | Mixed | +1,183 | $5 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.