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Kathleen Brown

CIK 1321211 · last filed 2025-03-14

Kathleen Brown is a corporate insider who has filed 97 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing, for FPH, was dated Mar 14, 2025. Across all open-market trades the lifetime net is +$100.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $5.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.28M

Companies

6

Total Filings

97

Lifetime Open-Market Net

$100.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FPH Director 135,704 $5.15 $698.9K $0 9 2025-03-14
SF Director 33,135 $83.39 $2.76M $0 14 2023-06-15
SRE Director 2,954 $84.35 $249.2K $100.0K 39 2021-04-02
STIFEL FINANCIAL CORP (SFN) Delisted Director — — — $0 1 2016-06-17
FOR Director 53,702 $29.21 $1.57M $0 32 2015-11-20
COUNTRYWIDE FINANCIAL CORP (CFC) Delisted Director 17,762 — — $0 2 2007-04-02

Recent Filings

97 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-03-14 FPH Grant (A) +14,869 $0 EDGAR
2024-03-12 FPH Grant (A) +26,490 $0 EDGAR
2023-06-15 SF Exer (M) +2,641 $0 EDGAR
2023-03-13 FPH Grant (A) +35,874 $0 EDGAR
2022-08-17 SF Grant (A) — $0 EDGAR
2022-06-15 SF Grant (A) — $0 EDGAR
2022-06-02 SF Exer (M) +1,389 $0 EDGAR
2022-03-16 FPH Grant (A) +12,882 $0 EDGAR
2022-01-11 SF Exer (M) +5,625 $0 EDGAR
2021-10-15 SF Grant (A) — $0 EDGAR
Showing 1–10 of 97
Page 1 of 10
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.