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Kathleen Brown

CIK 1321211 · last filed 2026-09-11

Kathleen Brown is a corporate insider who has filed 98 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing, for FPH, was dated Sep 11, 2026. Across all open-market trades the lifetime net is +$100.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $4.9M across reported positions. 16 SEC filings were submitted jointly with STIFEL FINANCIAL CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.89M

Companies

6

Total Filings

98

Lifetime Open-Market Net

$100.0K

Filer Profile

Reported Address
2000 FIVEPOINT
4TH FLOOR
IRVINE, CA 92618
Related Filers
STIFEL FINANCIAL CORP — 16 joint filings, latest 2023-06-15
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FPH Director 151,483 $4.92 $745.3K $0 10 2026-09-11
SF Director 33,135 $75.79 $2.51M $0 14 2023-06-15
SRE Director 2,954 $81.31 $240.2K $100.0K 39 2021-04-02
STIFEL FINANCIAL CORP (SFN) Delisted Director — — — $0 1 2016-06-17
FOR Director 53,702 $26.02 $1.40M $0 32 2015-11-20
COUNTRYWIDE FINANCIAL CORP (CFC) Delisted Director 17,762 — — $0 2 2007-04-02

Recent Filings

98 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-09-11 FPH Grant (A) +15,779 $0 EDGAR
2025-03-14 FPH Grant (A) +14,869 $0 EDGAR
2024-03-12 FPH Grant (A) +26,490 $0 EDGAR
2023-06-15 SF Exer (M) +2,641 $0 EDGAR
2023-03-13 FPH Grant (A) +35,874 $0 EDGAR
2022-08-17 SF Grant (A) — $0 EDGAR
2022-06-15 SF Grant (A) — $0 EDGAR
2022-06-02 SF Exer (M) +1,389 $0 EDGAR
2022-03-16 FPH Grant (A) +12,882 $0 EDGAR
2022-01-11 SF Exer (M) +5,625 $0 EDGAR
Showing 1–10 of 98
Page 1 of 10
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.