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Thomas E Richards

CIK 1322889 · See Remarks · last filed 2021-10-04

Thomas E Richards is a corporate insider who has filed 82 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider was granted $33.8K of NTRSO on Oct 4, 2021. Across all open-market trades the lifetime net is −$100.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $148.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$148.59M

Companies

6

Total Filings

82

Lifetime Open-Market Net

-$100.47M

Filer Profile

Reported Address
4653 IDYLWOOD LANE
NAPLES, FL 34119-8424
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NTRSO Director 14,376 $18.61 $267.6K $0 10 2021-10-04
CDW See Remarks 597,732 $152.38 $91.08M -$100.47M 42 2019-12-18
NORTHERN TRUST CORP (NTRSP) Delisted Director 8,376 — — $0 15 2019-10-02
NTRS Director 2,680 $186.63 $500.2K $0 2 2016-10-04
NORTHERN TRUST CORP (NTRS.P) Delisted Director 2,680 — — $0 5 2016-04-20
Q Executive VP & COO 471,022 $120.47 $56.74M $0 8 2009-07-30

Recent Filings

82 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-10-04 NTRSO Grant (A) +313 $33.8K EDGAR
2021-07-02 NTRSO Grant (A) +304 $35.2K EDGAR
2021-04-22 NTRSO Grant (A) +1,207 $4.7K EDGAR
2021-04-02 NTRSO Grant (A) +377 $39.7K EDGAR
2021-01-05 NTRSO Grant (A) +422 $39.4K EDGAR
2020-10-02 NTRSO Grant (A) +500 $39.0K EDGAR
2020-07-02 NTRSO Grant (A) +475 $37.6K EDGAR
2020-04-23 NTRSO Grant (A) +1,720 $3.1K EDGAR
2020-04-02 NTRSO Grant (A) +432 $32.5K EDGAR
2020-01-03 NTRSO Grant (A) +304 $32.3K EDGAR
Showing 1–10 of 82
Page 1 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.