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Thomas E Richards

CIK 1322889 · See Remarks · last filed 2021-10-04

Thomas E Richards is a corporate insider who has filed 82 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider was granted $33.8K of NTRSO on Oct 4, 2021. Across all open-market trades the lifetime net is −$100.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $150.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$150.71M

Companies

6

Total Filings

82

Lifetime Open-Market Net

-$100.47M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NTRSO Director 14,376 $18.56 $266.8K $0 10 2021-10-04
CDW See Remarks 597,732 $132.19 $79.01M -$100.47M 42 2019-12-18
NORTHERN TRUST CORP (NTRSP) Delisted Director 8,376 — — $0 15 2019-10-02
NTRS Director 2,680 $174.34 $467.2K $0 2 2016-10-04
NORTHERN TRUST CORP (NTRS.P) Delisted Director 2,680 — — $0 5 2016-04-20
Q Executive VP & COO 471,022 $150.65 $70.96M $0 8 2009-07-30

Recent Filings

82 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-10-04 NTRSO Grant (A) +313 $33.8K EDGAR
2021-07-02 NTRSO Grant (A) +304 $35.2K EDGAR
2021-04-22 NTRSO Grant (A) +1,207 $4.7K EDGAR
2021-04-02 NTRSO Grant (A) +377 $39.7K EDGAR
2021-01-05 NTRSO Grant (A) +422 $39.4K EDGAR
2020-10-02 NTRSO Grant (A) +500 $39.0K EDGAR
2020-07-02 NTRSO Grant (A) +475 $37.6K EDGAR
2020-04-23 NTRSO Grant (A) +1,720 $3.1K EDGAR
2020-04-02 NTRSO Grant (A) +432 $32.5K EDGAR
2020-01-03 NTRSO Grant (A) +304 $32.3K EDGAR
Showing 1–10 of 82
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.