Phillip Kent Marshall

CIK 1323020 · CFO · last filed 2020-02-12

Phillip Kent Marshall is a CFO who has filed 27 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider bought $4.5K of RICK on Feb 12, 2020. Across all open-market trades the lifetime net is +$109.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $437.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$437.4K

Companies

2

Total Filings

27

Lifetime Open-Market Net

$109.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RICK CFO 16,000 $27.34 $437.4K $117.2K 25 2020-02-12
United Development Funding IV (UDF) Delisted Director 3,280 -$7.7K 2 2015-12-14

Recent Filings

27 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-02-12 RICK Buy (P) +430 $4.5K EDGAR
2019-01-04 RICK Buy (P) +320 $7.0K EDGAR
2016-02-16 RICK Buy (P) +250 $2.0K EDGAR
2016-01-07 RICK Buy (P) +780 $7.5K EDGAR
2015-12-14 United Development Funding IV (UDF) Delisted Buy (P) +1,280 $10.3K EDGAR
2015-06-10 RICK Buy (P) +650 $7.9K EDGAR
2015-03-26 United Development Funding IV (UDF) Delisted Sell (S) −1,000 -$18.0K EDGAR
2015-02-17 RICK Buy (P) +1,000 $10.5K EDGAR
2014-03-25 RICK Buy (P) +500 $5.5K EDGAR
2013-08-15 RICK Buy (P) +345 $3.3K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.