Home

Richard Miles Brooks

CIK 1323608 · CEO · last filed 2023-06-06

Richard Miles Brooks is a CEO who has filed 16 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider bought $1.0M of ZUMZ on Jun 6, 2023. Across all open-market trades the lifetime net is −$46.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $48.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$48.33M

Companies

1

Total Filings

16

Lifetime Open-Market Net

-$46.87M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ZUMZ CEO 2,647,954 $18.25 $48.33M -$46.87M 16 2023-06-06

Recent Filings

16 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-06-06 ZUMZ Buy (P) +74,930 $1.02M EDGAR
2020-01-06 ZUMZ Sell (S) −80,000 -$2.72M EDGAR
2019-12-04 ZUMZ Sell (S) −80,000 -$2.40M EDGAR
2019-09-10 ZUMZ Sell (S) −340,000 -$10.70M EDGAR
2018-09-05 ZUMZ Sell (S) −40,000 -$1.25M EDGAR
2018-08-30 ZUMZ Sell (S) −6,379 -$191.5K EDGAR
2018-08-29 ZUMZ Sell (S) −24,244 -$727.3K EDGAR
2018-08-24 ZUMZ Sell (S) −23,550 -$706.5K EDGAR
2018-08-22 ZUMZ Sell (S) −45,827 -$1.38M EDGAR
2018-06-08 ZUMZ Sell (S) −500,000 -$13.85M EDGAR
Showing 1–10 of 16
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.