Richard G Erstad

CIK 1324251 · VP, GENERAL COUNSEL & SEC · last filed 2025-11-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$10.65M

Companies

2

Total Filings

37

Lifetime Open-Market Net

-$717.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
HWKN	VP, GENERAL COUNSEL & SEC	67,231	$158.34	$10.65M	-$717.3K	36	2025-11-14
BUCA INC /MN (BUCA) Delisted	General Counsel and Secretary	—	—	—	$0	1	2008-01-29

Recent Filings · Page 3 of 4

37 filings

Form 4 transactions across all companies, newest first.

Filed	Symbol	Action	Net Shares	Net $	Link
2016-06-06	HWKN	Mixed	+3,101	$0	EDGAR
2016-05-23	HWKN	Tax (F)	−1,242	-$44.8K	EDGAR
2016-04-06	HWKN	Tax (F)	−1,795	-$64.8K	EDGAR
2015-06-01	HWKN	Grant (A)	+4,924	$0	EDGAR
2015-04-02	HWKN	Mixed	−2,096	-$53.0K	EDGAR
2014-11-06	HWKN	Sell (S)	−2,500	-$95.4K	EDGAR
2013-08-06	HWKN	Sell (S)	+2,500	$103.8K	EDGAR
2013-06-17	HWKN	Grant (A)	+4,003	$0	EDGAR
2013-04-05	HWKN	Mixed	−2,197	-$63.9K	EDGAR
2012-09-07	HWKN	Sell (S)	−1,200	-$48.0K	EDGAR

Showing 21–30 of 37

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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.