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Roger J Holtback

CIK 1324625 · last filed 2016-07-12

Roger J Holtback is a corporate insider who has filed 14 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for IHS, was dated Jul 12, 2016. Across all open-market trades the lifetime net is −$1.9M, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

14

Lifetime Open-Market Net

-$1.92M

Filer Profile

Reported Address
C/O DAVIS POLK & WARDWELL
450 LEXINGTON AVENUE
NEW YORK, NY 10017
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
IHS Director 0 $8.47 $0 -$1.92M 14 2016-07-12

Recent Filings

14 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-07-12 IHS Disp (D) −32,677 $0 EDGAR
2015-12-03 IHS Mixed +1,216 -$29.2K EDGAR
2015-07-17 IHS Sell (S) −10,000 -$1.29M EDGAR
2014-12-03 IHS Mixed +1,161 -$36.4K EDGAR
2013-12-03 IHS Mixed +1,116 -$21.6K EDGAR
2012-12-04 IHS Mixed +1,366 -$23.6K EDGAR
2011-12-05 IHS Grant (A) +2,888 $0 EDGAR
2010-12-03 IHS Grant (A) +3,505 $0 EDGAR
2009-12-03 IHS Grant (A) +4,782 $0 EDGAR
2009-04-22 IHS Sell (S) −15,000 -$635.7K EDGAR
Showing 1–10 of 14
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.