Polar Asset Management Partners Inc.
CIK 1326389 · last filed 2025-04-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$41.56M
Companies
67
Total Filings
140
Lifetime Open-Market Net
-$202.51M
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
EACQW price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestOfficerDirector10% owner* stale (no filing in 3 yrs)
Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
Reported Address
16 YORK STREET SUITE 2900TORONTO, A6 M5J 0E6
Phone
(416) 367-4364
State of Incorporation
Ontario, Canada
Formerly Known As
Polar Securities Inc. (2005–2015)
Related Filers
Polar Capital CORP — 20 joint filings, latest 2010-07-01
John Paul Sabourin — 20 joint filings, latest 2010-07-01
Polar Multi-Strategy Master Fund — 16 joint filings, latest 2015-11-18
Bitcoin Depot Inc. — 6 joint filings, latest 2026-08-17
GSI GROUP INC — 5 joint filings, latest 2017-02-08
Tailwind Acquisition Corp. — 5 joint filings, latest 2024-02-12
Hudson Global, Inc. — 4 joint filings, latest 2020-02-11
EMCORE CORP — 2 joint filings, latest 2015-03-05
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count in each company: direct shares plus every indirect holder (trusts, LLCs, partnerships, family members) on the latest Form 4 that lists them. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HURC | 10%+ Owner | 760,582 | $20.37 | $15.49M | -$1.52M | 7 | 2025-04-01 |
| Red Rock Acquisition Corp. (HCVIW) Delisted | 10%+ Owner | 325,000 | $0.18 | $59.1K | -$2.10M | 1 | 2024-11-01 |
| Future Health ESG Corp. (FHLTW) Delisted | 10%+ Owner | 798,745 | $0.06 | $47.5K | -$14.9K | 1 | 2024-05-16 |
| Ace Global Business Acquisition Ltd (ACBAW) Delisted | 10%+ Owner | 0 | $0.02 | $0 | -$12.1K | 2 | 2024-04-10 |
| Roth CH Acquisition V Co. (ROCLW) Delisted | 10%+ Owner | 486,435 | $0.40 | $194.6K | -$320.1K | 1 | 2023-12-07 |
| GENK | 10%+ Owner | 412,656 | $0.95 | $392.0K | -$81.8K | 3 | 2023-11-17 |
| PHP Ventures Acquisition Corp. (PPHPW) Delisted | 10%+ Owner | 0 | $0.04 | $0 | -$308.4K | 4 | 2023-08-21 |
| Nova Vision Acquisition Corp (NOVVW) Delisted | 10%+ Owner | 250,000 | $0.04 | $11.2K | $0 | 1 | 2023-08-08 |
| MOBIX LABS, INC (CLAYW) Delisted | 10%+ Owner | 250,000 | $0.05 | $12.5K | $0 | 1 | 2023-07-26 |
| Clover Leaf Capital Corp. (CLOEU) Delisted | 10%+ Owner | 0 | $14.29 | $0 | $0 | 1 | 2023-07-25 |
| Newcourt Acquisition Corp (NCACW) Delisted | 10%+ Owner | 200,000 | $0.05 | $9.1K | $0 | 1 | 2023-07-17 |
| Chain Bridge I (CBRGW) Delisted | 10%+ Owner | 415,000 | $0.05 | $21.2K | -$52.2K | 2 | 2023-06-06 |
| Maquia Capital Acquisition Corp (MAQCW) Delisted | 10%+ Owner | 300,000 | $0.10 | $31.0K | $0 | 1 | 2023-05-15 |
| Spectaire Holdings Inc. (PCCTW) Delisted | 10%+ Owner | 206,000 | $0.04 | $8.4K | $0 | 1 | 2023-05-01 |
| Near Intelligence, Inc. (NIR) Delisted | 10%+ Owner | 0 | $0.03 | $0 | $0 | 1 | 2023-03-30 |
| QT IMAGING HOLDINGS, INC. (GIA.WS) Delisted | 10%+ Owner | 797,620 | $0.03 | $20.0K | -$7.88M | 3 | 2023-03-28 |
| Intuitive Machines, Inc. (LUNRW) Delisted | 10%+ Owner | — | $0.15 | — | $0 | 2 | 2023-02-22 |
| Near Intelligence, Inc. (INKAW) Delisted | 10%+ Owner | 120,000 | $0.17 | $19.9K | $0 | 1 | 2023-01-12 |
| CORNER GROWTH ACQUISITION CORP. 2 (TRONW) Delisted | 10%+ Owner | 0 | $0.03 | $0 | -$10.21M | 1 | 2022-12-05 |
| Calidi Biotherapeutics, Inc. (FLAG.WS) Delisted | 10%+ Owner | 412,800 | $0.26 | $107.8K | -$358.4K | 1 | 2022-10-21 |
| WM TECHNOLOGY, INC. (SSPKW) Delisted | 10%+ Owner | 1,854,420 | $6.36 | $11.79M | -$18.27M | 3 | 2020-12-14 |
| Orisun Acquisition Corp. (ORSNW) Delisted | 10%+ Owner | 247,008 | — | — | -$5.28M | 3 | 2020-10-16 |
| Tottenham Acquisition I Ltd (TOTAU) Delisted | 10%+ Owner | 3,226 | — | — | -$4.84M | 7 | 2020-09-24 |
| Hyliion Holdings Corp. (SHLL.WS) Delisted | 10%+ Owner | 2,648,253 | — | — | -$21.45M | 1 | 2020-06-23 |
| Microvast Holdings, Inc. (THCBW) Delisted | 10%+ Owner | 3,547,287 | $3.03 | $10.75M | -$9.54M | 1 | 2020-05-11 |
| SC Health Corp (SCPE.WS) Delisted | 10%+ Owner | 1,500,000 | $3.25 | $4.88M | -$4.97M | 1 | 2020-05-08 |
| NRX Pharmaceuticals, Inc. (BRPAW) Delisted | 10%+ Owner | 488,036 | $7.90 | $3.86M | -$312.3K | 1 | 2020-03-17 |
| ISUN, INC. (PECKW) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2019-06-21 |
| Trinity Merger Corp. (TMCXU) Delisted | 10%+ Owner | 3,447,876 | — | — | -$5.57M | 1 | 2019-06-21 |
| Modern Media Acquisition Corp. (MMDMW) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2019-06-18 |
| Kaleyra, Inc. (GIG) Delisted | 10%+ Owner | 0 | $5.16 | $0 | $0 | 1 | 2019-06-07 |
| Digital Media Solutions, Inc. (LHC.WS) Delisted | 10%+ Owner | 1,999,000 | $0.01 | $12.0K | -$742.3K | 1 | 2019-04-11 |
| DermTech, Inc. (CNACW) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2019-03-25 |
| Repay Holdings Corp (TBRGW) Delisted | 10%+ Owner | 1,959,979 | — | — | -$12.39M | 1 | 2019-03-14 |
| FORUM MARKETS Inc (KBLM) Delisted | 10%+ Owner | 0 | — | — | -$121.2K | 2 | 2019-03-08 |
| SIMPLICITY ESPORTS & GAMING Co (WINRW) Delisted | 10%+ Owner | 238,860 | — | — | $0 | 2 | 2019-01-23 |
| SIMPLICITY ESPORTS & GAMING Co (SMSHW) Delisted | 10%+ Owner | — | — | — | $0 | 4 | 2019-01-09 |
| Kaixin Auto Holdings (CMSSW) Delisted | 10%+ Owner | 2,630,000 | — | — | -$2.03M | 1 | 2019-01-07 |
| ISUN, INC. (JSYNW) Delisted | 10%+ Owner | 270,000 | — | — | -$4.6K | 4 | 2019-01-04 |
| Concrete Pumping Holdings, Inc. (BBCPW) Delisted | 10%+ Owner | — | — | — | $0 | 1 | 2018-12-26 |
| Draper Oakwood Technology Acquisition Inc. (DOTAW) Delisted | 10%+ Owner | 574,000 | — | — | -$520.2K | 1 | 2018-12-06 |
| Hunter Maritime Acquisition Corp. (HUNTW) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-11-07 |
| Easterly Acquisition Corp. (EACQW) Delisted | 10%+ Owner | 13,900 | — | — | -$37.96M | 7 | 2018-11-06 |
| Concrete Pumping Holdings, Inc. (INDUW) Delisted | 10%+ Owner | 1,974,900 | — | — | -$8.43M | 3 | 2018-10-24 |
| International Money Express, Inc. (FNTEW) Delisted | 10%+ Owner | 2,385,000 | — | — | $0 | 1 | 2018-06-11 |
| Electrum Special Acquisition Corp (UPL) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-05-25 |
| ConvergeOne Holdings, Inc. (CVONW) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-02-26 |
| Andina Acquisition Corp. II (ANDAW) Delisted | 10%+ Owner | 200,000 | $1.27 | $254.0K | $0 | 1 | 2017-11-09 |
| Rimini Street, Inc. (RMNIW) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2017-10-13 |
| Rimini Street, Inc. (GPIAW) Delisted | 10%+ Owner | 2,710,315 | — | — | -$5.91M | 2 | 2017-10-10 |
| NextDecade Corp (HRMNW) Delisted | 10%+ Owner | 1,217,975 | — | — | -$2.56M | 1 | 2017-06-12 |
| Origo Acquisition Corp (OACQW) Delisted | 10%+ Owner | 330,000 | — | — | $0 | 1 | 2017-03-22 |
| E-Compass Acquisition Corp. (ECACU) Delisted | 10%+ Owner | 737,164 | — | — | -$494.5K | 9 | 2017-02-09 |
| Rosehill Resources Inc. (KLREW) Delisted | 10%+ Owner | 818,000 | — | — | -$852.8K | 1 | 2017-01-30 |
| PAACW | 10%+ Owner | 816,900 | $0.40 | $324.0K | -$3.94M | 3 | 2016-12-22 |
| Inspired Entertainment, Inc. (HDRAW) Delisted | 10%+ Owner | 1,098,300 | — | — | -$13.05M | 1 | 2016-12-21 |
| Atlantic Alliance Partnership Corp. (AAPC) Delisted | 10%+ Owner | 804,932 | — | — | -$5.82M | 1 | 2016-10-24 |
| Terrapin 3 Acquisition Corp (TRTL.U) Delisted | 10%+ Owner | 488,016 | $10.98 | $5.36M | -$7.10M | 1 | 2016-10-21 |
| Borqs Technologies, Inc. (PAAC.W) Delisted | 10%+ Owner | 862,000 | — | — | -$1.91M | 1 | 2016-07-29 |
| BARINGTON/HILCO ACQUISITION CORP. (BHAC.U) Delisted | 10%+ Owner | 565,000 | — | — | -$351.4K | 1 | 2016-07-22 |
| Garnero Group Acquisition Co (GGAC.W) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2016-06-27 |
| NOA | 10%+ Owner | 2,719,757 | $9.32 | $25.35M | -$1.74M | 1 | 2016-05-18 |
| China Lending Corp (CADT.W) Delisted | 10%+ Owner | 100,000 | — | — | $1.77M | 3 | 2016-04-19 |
| NextDecade Corp (HRMN.W) Delisted | 10%+ Owner | 1,507,975 | — | — | -$316.8K | 1 | 2016-03-17 |
| CardConnect Corp. (FNTC.W) Delisted | 10%+ Owner | 1,369,488 | — | — | -$1.37M | 3 | 2016-03-10 |
| STG Group, Inc. (GDEF) Delisted | 10%+ Owner | 799,609 | $48.49 | $38.77M | -$3.51M | 2 | 2015-11-05 |
| E-Compass Acquisition Corp. (SMAC.R) Delisted | 10%+ Owner | 783,820 | — | — | -$62.7K | 1 | 2015-09-11 |
Holdings By Holder
Who holds the shares on record: the insider directly, and each trust, LLC, partnership or family member reported as an indirect holder on the latest Form 4 that lists them. Holder names come from the filing's footnotes. Rows under No longer reported appeared on earlier filings but not the latest one, usually because the holder was emptied or folded into another; they are not counted in the total.
| Symbol | Holder | Shares | Share of Total | Reported |
|---|---|---|---|---|
| HURC | Polar Vehicles See Footnote 1 |
760,582 | 100.0% | 2025-04-01 |
| Total | 760,582 | |||
| No longer reported | ||||
| Polar Vehicles See footnote |
659,968 | — | last 2021-02-25 | |
| HCVIW | See Footnote 1 | 325,000 | 100.0% | 2024-11-01 |
| Total | 325,000 | |||
| FHLTW | See Footnote 1 | 798,745 | 100.0% | 2024-05-16 |
| Total | 798,745 | |||
| ACBAW | See footnote 1 | 0 | — | 2024-04-10 |
| Total | 0 | |||
| ROCLW | See footnote 1 | 486,435 | 100.0% | 2023-12-07 |
| Total | 486,435 | |||
| GENK | Polar Funds See footnote 1 |
412,656 | 100.0% | 2023-11-17 |
| Total | 412,656 | |||
| PPHPW | See footnote 1 | 0 | — | 2023-08-21 |
| Total | 0 | |||
| NOVVW | See Footnote 1 | 250,000 | 100.0% | 2023-08-08 |
| Total | 250,000 | |||
| CLAYW | See Footnote 1 | 250,000 | 100.0% | 2023-07-26 |
| Total | 250,000 | |||
| CLOEU | See footnote 1 | 0 | — | 2023-07-25 |
| Total | 0 | |||
| NCACW | See footnote 1 | 200,000 | 100.0% | 2023-07-17 |
| Total | 200,000 | |||
| CBRGW | See footnote 1 | 415,000 | 100.0% | 2023-06-06 |
| Total | 415,000 | |||
| MAQCW | See footnote 1 | 300,000 | 100.0% | 2023-05-15 |
| Total | 300,000 | |||
| PCCTW | See footnote 1 | 206,000 | 100.0% | 2023-05-01 |
| Total | 206,000 | |||
| NIR | See footnotes 1,2, and 3 | 0 | — | 2023-03-30 |
| Total | 0 | |||
| GIA.WS | See footnote 1 | 797,620 | 100.0% | 2023-03-28 |
| Total | 797,620 | |||
| INKAW | See Footnote 1 | 120,000 | 100.0% | 2023-01-12 |
| Total | 120,000 | |||
| TRONW | See footnote 1 | 0 | — | 2022-12-05 |
| Total | 0 | |||
| FLAG.WS | See footnote 1 | 412,800 | 100.0% | 2022-10-21 |
| Total | 412,800 | |||
| SSPKW | Polar Vehicles See footnote (1) |
1,854,420 | 100.0% | 2020-12-14 |
| Total | 1,854,420 | |||
| No longer reported | ||||
| Polar Vehicles See footnote |
3,021,028 | — | last 2020-05-15 | |
| ORSNW | See footnote | 247,008 | 100.0% | 2020-10-16 |
| Total | 247,008 | |||
| TOTAU | See footnote | 3,226 | 100.0% | 2020-09-24 |
| Total | 3,226 | |||
| No longer reported | ||||
| See footnote 1 | 444,969 | — | last 2020-09-10 | |
| SHLL.WS | Polar Vehicles See footnote |
2,648,253 | 100.0% | 2020-06-23 |
| Total | 2,648,253 | |||
| THCBW | Polar Vehicles See footnote (1) |
3,547,287 | 100.0% | 2020-05-11 |
| Total | 3,547,287 | |||
| SCPE.WS | See footnote | 1,500,000 | 100.0% | 2020-05-08 |
| Total | 1,500,000 | |||
| BRPAW | Polar Vehicles See footnote |
488,036 | 100.0% | 2020-03-17 |
| Total | 488,036 | |||
| PECKW | See footnote | 0 | — | 2019-06-21 |
| Total | 0 | |||
| TMCXU | Polar Vehicles See footnote |
3,447,876 | 100.0% | 2019-06-21 |
| Total | 3,447,876 | |||
| MMDMW | Polar Vehicles See footnote |
0 | — | 2019-06-18 |
| Total | 0 | |||
| GIG | Polar Vehicles See footnote |
0 | — | 2019-06-07 |
| Total | 0 | |||
| LHC.WS | Polar Vehicles See footnote |
1,999,000 | 100.0% | 2019-04-11 |
| Total | 1,999,000 | |||
| CNACW | Polar Vehicles See footnote |
0 | — | 2019-03-25 |
| Total | 0 | |||
| TBRGW | Polar Vehicles See footnote |
1,959,979 | 100.0% | 2019-03-14 |
| Total | 1,959,979 | |||
| KBLM | Polar Vehicles See footnote |
0 | — | 2019-03-08 |
| Total | 0 | |||
| WINRW | Polar Vehicles See footnote |
238,860 | 100.0% | 2019-01-23 |
| Total | 238,860 | |||
| CMSSW | Polar Vehicles See footnote |
2,630,000 | 100.0% | 2019-01-07 |
| Total | 2,630,000 | |||
| JSYNW | See footnote | 270,000 | 100.0% | 2019-01-04 |
| Total | 270,000 | |||
| DOTAW | See footnote | 574,000 | 100.0% | 2018-12-06 |
| Total | 574,000 | |||
| HUNTW | Polar Vehicles See footnote |
0 | — | 2018-11-07 |
| Total | 0 | |||
| EACQW | Polar Vehicles See footnote |
13,900 | 100.0% | 2018-11-06 |
| Total | 13,900 | |||
| INDUW | Polar Vehicles See footnote |
1,974,900 | 100.0% | 2018-10-24 |
| Total | 1,974,900 | |||
| FNTEW | Polar Vehicles See footnote |
2,385,000 | 100.0% | 2018-06-11 |
| Total | 2,385,000 | |||
| UPL | Polar Vehicles See footnote |
0 | — | 2018-05-25 |
| Total | 0 | |||
| CVONW | See footnote | 0 | — | 2018-02-26 |
| Total | 0 | |||
| ANDAW | See footnote | 200,000 | 100.0% | 2017-11-09 |
| Total | 200,000 | |||
| RMNIW | Polar Vehicles See footnote |
0 | — | 2017-10-13 |
| Total | 0 | |||
| GPIAW | Polar Vehicles See footnote |
2,710,315 | 100.0% | 2017-10-10 |
| Total | 2,710,315 | |||
| HRMNW | See footnote | 1,217,975 | 100.0% | 2017-06-12 |
| Total | 1,217,975 | |||
| OACQW | See footnote | 330,000 | 100.0% | 2017-03-22 |
| Total | 330,000 | |||
| ECACU | See footnote | 737,164 | 100.0% | 2017-02-09 |
| Total | 737,164 | |||
| KLREW | See footnote | 818,000 | 100.0% | 2017-01-30 |
| Total | 818,000 | |||
| PAACW | See footnote | 816,900 | 100.0% | 2016-12-22 |
| Total | 816,900 | |||
| HDRAW | See footnote | 1,098,300 | 100.0% | 2016-12-21 |
| Total | 1,098,300 | |||
| AAPC | See footnote | 804,932 | 100.0% | 2016-10-24 |
| Total | 804,932 | |||
| TRTL.U | PMSMF and the Managed Accounts See footnote |
488,016 | 100.0% | 2016-10-21 |
| Total | 488,016 | |||
| PAAC.W | See footnote | 862,000 | 100.0% | 2016-07-29 |
| Total | 862,000 | |||
| BHAC.U | See footnote | 565,000 | 100.0% | 2016-07-22 |
| Total | 565,000 | |||
| GGAC.W | PMSMF and the Managed Accounts See footnote |
0 | — | 2016-06-27 |
| Total | 0 | |||
| NOA | See footnote | 2,719,757 | 100.0% | 2016-05-18 |
| Total | 2,719,757 | |||
| CADT.W | See footnote | 100,000 | 100.0% | 2016-04-19 |
| Total | 100,000 | |||
| HRMN.W | See footnote | 1,507,975 | 100.0% | 2016-03-17 |
| Total | 1,507,975 | |||
| FNTC.W | See footnote | 1,369,488 | 100.0% | 2016-03-10 |
| Total | 1,369,488 | |||
| GDEF | See footnote | 799,609 | 100.0% | 2015-11-05 |
| Total | 799,609 | |||
| SMAC.R | See footnote | 783,820 | 100.0% | 2015-09-11 |
| Total | 783,820 | |||
Recent Filings · Page 2 of 14
140 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144, so not all of them end in a sale. Under each notice: the role the filer ticked on it, and whether a sale followed (a Form 4 sale within 30 days, or a sale listed on a later notice).
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-04-10 | Ace Global Business Acquisition Ltd (ACBAW) Delisted | Other (J) | −378,900 | -$4.59M | EDGAR |
| 2024-03-29 | — | Other (J) | −444,000 | -$4.79M | |
| 2024-01-05 | — | Other (J) | −559,600 | -$6.02M | |
| 2023-12-07 | Roth CH Acquisition V Co. (ROCLW) Delisted | Sell (S) | −30,000 | -$320.1K | EDGAR |
| 2023-11-17 | GENK | Sell (S) | −4,527 | -$36.9K | EDGAR |
| 2023-11-16 | GENK | Sell (S) | −900 | -$8.1K | EDGAR |
| 2023-11-15 | — | Other (J) | −2,942,049 | -$27.68M | |
| 2023-11-14 | GENK | Sell (S) | −4,157 | -$36.8K | EDGAR |
| 2023-08-21 | PHP Ventures Acquisition Corp. (PPHPW) Delisted | Other (J) | −271,847 | -$2.96M | EDGAR |
| 2023-08-21 | PHP Ventures Acquisition Corp. (PPHPW) Delisted | Other (J) | −271,847 | -$2.96M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).