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WILLIAM D ROGERS

CIK 1327420 · EVP & Chief Financial Officer · last filed 2021-12-09

WILLIAM D ROGERS is an EVP & Chief Financial Officer who has filed 35 SEC Form 4 insider transactions across 7 companies since 2007. The most recent filing shows the insider bought $21.2K of BATL on Dec 9, 2021. Across all open-market trades the lifetime net is −$223.6K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.64M

Companies

7

Total Filings

35

Lifetime Open-Market Net

-$223.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BATL Director 4,000 $1.41 $5.6K $48.1K 2 2021-12-09
CNP EVP & Chief Financial Officer 147,619 $40.03 $5.91M $396.1K 14 2019-03-04
Enable Midstream Partners, LP (ENBL) Delisted Director 2,000 $7.05 $14.1K $143.6K 1 2018-05-08
AWK Vice President and Treasurer 5,387 $135.45 $729.7K -$728.7K 10 2015-01-21
NV ENERGY, INC. (NVE) Delisted 12,695 — — -$205.5K 2 2010-03-09
NV ENERGY, INC. (RRI) Delisted SR VP, CFO, TREASURER — — — $0 1 2009-02-10
NV ENERGY, INC. (SRP) Delisted SR VP, CFO, TREASURER 14,045 — — $122.9K 5 2008-03-07

Recent Filings

35 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-12-09 BATL Buy (P) +2,000 $21.2K EDGAR
2021-06-15 BATL Buy (P) +2,000 $26.9K EDGAR
2019-03-04 CNP Mixed +33,310 -$511.8K EDGAR
2019-02-26 CNP Tax (F) −3,435 -$107.9K EDGAR
2019-02-21 CNP Grant (A) +11,439 $357.0K EDGAR
2018-05-08 Enable Midstream Partners, LP (ENBL) Delisted Buy (P) +10,000 $143.6K EDGAR
2018-02-26 CNP Mixed +10,970 -$95.4K EDGAR
2018-02-22 CNP Grant (A) +13,356 $357.0K EDGAR
2018-02-21 CNP Tax (F) −2,023 -$54.4K EDGAR
2017-02-23 CNP Grant (A) +12,531 $333.4K EDGAR
Showing 1–10 of 35
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.