WILLIAM D ROGERS
CIK 1327420 · EVP & Chief Financial Officer · last filed 2021-12-09
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$6.64M
Companies
7
Total Filings
35
Lifetime Open-Market Net
-$223.6K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BATL | Director | 4,000 | $1.41 | $5.6K | $48.1K | 2 | 2021-12-09 |
| CNP | EVP & Chief Financial Officer | 147,619 | $40.03 | $5.91M | $396.1K | 14 | 2019-03-04 |
| Enable Midstream Partners, LP (ENBL) Delisted | Director | 2,000 | $7.05 | $14.1K | $143.6K | 1 | 2018-05-08 |
| AWK | Vice President and Treasurer | 5,387 | $135.45 | $729.7K | -$728.7K | 10 | 2015-01-21 |
| NV ENERGY, INC. (NVE) Delisted | 12,695 | — | — | -$205.5K | 2 | 2010-03-09 | |
| NV ENERGY, INC. (RRI) Delisted | SR VP, CFO, TREASURER | — | — | — | $0 | 1 | 2009-02-10 |
| NV ENERGY, INC. (SRP) Delisted | SR VP, CFO, TREASURER | 14,045 | — | — | $122.9K | 5 | 2008-03-07 |
Recent Filings · Page 4 of 4
35 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-03-07 | NV ENERGY, INC. (SRP) Delisted | Buy (P) | +10,000 | $122.9K | EDGAR |
| 2008-02-12 | NV ENERGY, INC. (SRP) Delisted | Mixed | +5,166 | -$68.6K | EDGAR |
| 2007-11-06 | NV ENERGY, INC. (SRP) Delisted | Mixed | +962 | -$11.4K | EDGAR |
| 2007-09-13 | NV ENERGY, INC. (SRP) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-02-16 | NV ENERGY, INC. (SRP) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 31–35 of 35
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Page 4 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.