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JAMES HARWOOD III LUNDY

CIK 1331635 · EVP, Arizona Administration · last filed 2016-12-09

JAMES HARWOOD III LUNDY is an EVP, Arizona Administration who has filed 32 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $280.4K of WALA on Dec 9, 2016. Across all open-market trades the lifetime net is −$6.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.65M

Companies

2

Total Filings

32

Lifetime Open-Market Net

-$6.90M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WESTERN ALLIANCE BANCORPORATION (WALA) Delisted EVP, Arizona Administration 51,118 $25.37 $1.30M -$1.84M 3 2016-12-09
WAL EVP, Arizona Administration 93,193 $82.05 $7.65M -$5.06M 29 2016-05-26

Recent Filings

32 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-12-09 WESTERN ALLIANCE BANCORPORATION (WALA) Delisted Sell (S) −5,782 -$280.4K EDGAR
2016-11-16 WESTERN ALLIANCE BANCORPORATION (WALA) Delisted Sell (S) −29,293 -$1.31M EDGAR
2016-08-22 WESTERN ALLIANCE BANCORPORATION (WALA) Delisted Sell (S) −7,000 -$254.4K EDGAR
2016-05-26 WAL Sell (S) −12,578 -$460.8K EDGAR
2016-02-19 WAL Mixed +20,730 -$192.7K EDGAR
2016-02-02 WAL Sell (S) −4,513 -$154.3K EDGAR
2016-02-01 WAL Tax (F) −3,036 -$98.2K EDGAR
2015-06-04 WAL Sell (S) −10,574 -$335.7K EDGAR
2015-05-07 WAL Sell (S) −19,437 -$607.4K EDGAR
2015-03-16 WAL Sell (S) −12,500 -$371.9K EDGAR
Showing 1–10 of 32
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.