Home

DUANE RALPH FROESCHLE

CIK 1331727 · Executive Vice President · last filed 2016-11-14

DUANE RALPH FROESCHLE is an Executive Vice President who has filed 38 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $625.5K of WALA on Nov 14, 2016. Across all open-market trades the lifetime net is −$6.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$8.98M

Companies

2

Total Filings

38

Lifetime Open-Market Net

-$6.70M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WESTERN ALLIANCE BANCORPORATION (WALA) Delisted Executive Vice President 16,232 $25.37 $411.8K -$1.77M 4 2016-11-14
WAL Executive Vice President 109,408 $82.05 $8.98M -$4.94M 34 2016-05-27

Recent Filings

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-11-14 WESTERN ALLIANCE BANCORPORATION (WALA) Delisted Sell (S) −15,000 -$625.5K EDGAR
2016-11-09 WESTERN ALLIANCE BANCORPORATION (WALA) Delisted Sell (S) −10,000 -$380.0K EDGAR
2016-10-25 WESTERN ALLIANCE BANCORPORATION (WALA) Delisted Sell (S) −10,907 -$403.6K EDGAR
2016-10-24 WESTERN ALLIANCE BANCORPORATION (WALA) Delisted Sell (S) −10,147 -$357.7K EDGAR
2016-05-27 WAL Sell (S) −10,907 -$403.6K EDGAR
2016-05-20 WAL Sell (S) −10,147 -$357.7K EDGAR
2016-02-19 WAL Mixed +10,147 -$144.5K EDGAR
2016-02-01 WAL Tax (F) −2,163 -$70.0K EDGAR
2016-01-28 WAL Grant (A) +4,050 $0 EDGAR
2015-06-12 WAL Sell (S) −23,725 -$810.5K EDGAR
Showing 1–10 of 38
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.