Thomas Riordan

CIK 1334630 · Executive VP & Chief Admin Ofr · last filed 2019-10-09

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$186.2K

Companies

2

Total Filings

51

Lifetime Open-Market Net

-$19.38M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Versum Materials, Inc. (VSM) Delisted	Director	23,454	—	—	$434.7K	16	2019-08-27
ROC	Executive VP & Chief Admin Off	41,663	$4.47	$186.2K	-$19.82M	32	2015-01-12

Recent Filings · Page 3 of 6

51 filings

Form 4 transactions across all companies, newest first.

Filed	Symbol	Action	Net Shares	Net $	Link
2014-12-05	ROC	Sell (S)	−46,985	-$3.72M	EDGAR
2014-11-19	ROC	Grant (A)	+128	$0	EDGAR
2014-09-12	ROC	Grant (A)	+125	$0	EDGAR
2014-07-01	ROC	Sell (S)	−11,206	-$850.4K	EDGAR
2014-03-05	ROC	Grant (A)	+125	$0	EDGAR
2014-03-04	ROC	Sell (S)	−10,853	-$862.5K	EDGAR
2014-02-28	ROC	Mixed	+23,342	$0	EDGAR
2013-12-18	ROC	Grant (A)	+7,958	$0	EDGAR
2013-08-09	ROC	Mixed	—	-$1.84M	EDGAR
2013-02-21	ROC	Exer (M)	+14,853	$440.0K	EDGAR

Showing 21–30 of 51

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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.