Thomas Riordan
CIK 1334630 · Executive VP & Chief Admin Ofr · last filed 2019-10-09
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$186.2K
Companies
2
Total Filings
51
Lifetime Open-Market Net
-$19.38M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Versum Materials, Inc. (VSM) Delisted | Director | 23,454 | — | — | $434.7K | 16 | 2019-08-27 |
| ROC | Executive VP & Chief Admin Off | 41,663 | $4.47 | $186.2K | -$19.82M | 32 | 2015-01-12 |
Recent Filings · Page 4 of 6
51 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-01-22 | ROC | Mixed | −9,194 | -$482.9K | EDGAR |
| 2012-12-14 | ROC | Grant (A) | +7,449 | $0 | EDGAR |
| 2012-12-07 | ROC | Mixed | — | -$212.7K | EDGAR |
| 2012-12-05 | ROC | Mixed | — | -$874.5K | EDGAR |
| 2012-03-15 | ROC | Mixed | — | -$1.23M | EDGAR |
| 2012-02-06 | ROC | Exer (M) | +18,155 | $166.7K | EDGAR |
| 2011-12-06 | ROC | Grant (A) | +6,271 | $0 | EDGAR |
| 2011-12-02 | ROC | Gift (G) | −1,500 | $0 | EDGAR |
| 2011-05-18 | ROC | Mixed | — | -$2.20M | EDGAR |
| 2011-03-03 | ROC | Mixed | +20,225 | -$25.0K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.