Thomas Riordan

CIK 1334630 · Executive VP & Chief Admin Ofr · last filed 2019-10-09

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$186.2K

Companies

2

Total Filings

51

Lifetime Open-Market Net

-$19.38M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Versum Materials, Inc. (VSM) Delisted Director 23,454 $434.7K 16 2019-08-27
ROC Executive VP & Chief Admin Off 41,663 $4.47 $186.2K -$19.82M 32 2015-01-12

Recent Filings · Page 5 of 6

51 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2010-12-14 ROC Grant (A) +6,912 $0 EDGAR
2010-09-13 ROC Mixed +6,548 $35 EDGAR
2010-07-30 ROC Mixed -$1.40M EDGAR
2010-05-12 ROC Mixed -$371.7K EDGAR
2010-03-05 ROC Grant (A) +9,066 $0 EDGAR
2009-12-15 ROC Grant (A) +4,849 $0 EDGAR
2009-03-10 ROC Buy (P) +1,500 $5.3K EDGAR
2008-12-16 ROC Grant (A) +12,566 $0 EDGAR
2008-06-19 ROC Sell (S) −30,000 -$1.16M EDGAR
2007-12-14 ROC Grant (A) $0 EDGAR
Showing 4150 of 51
Page 5 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.