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B. Riley & Co., LLC

CIK 1337002 · last filed 2015-12-22

B. Riley & Co., LLC is a corporate insider who has filed 2 SEC Form 4 insider transactions across 1 company since 2010. Across all open-market trades the lifetime net is +$487.3K, making them a net buyer over the disclosed history. The firm reports its address in Los Angeles, CA. 17 SEC filings were submitted jointly with BRYANT R RILEY.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

2

Lifetime Open-Market Net

$487.3K

Filer Profile

Reported Address
11100 SANTA MONICA BLVD.
STE. 800
LOS ANGELES, CA 90025
Phone
(310) 966-1444
State of Incorporation
DE
Formerly Known As
B. Riley & Co., Inc. (2005–2007)
Related Filers
BRYANT R RILEY — 17 joint filings, latest 2016-07-01
HollyFrontier Corp — 10 joint filings, latest 2007-10-02
Riley Investment Management LLC — 10 joint filings, latest 2014-07-03
Riley Investment Partners LP — 8 joint filings, latest 2014-07-03
B. RILEY CAPITAL MANAGEMENT, LLC — 4 joint filings, latest 2016-07-01
B. Riley Financial, Inc. — 4 joint filings, latest 2016-07-01
BRC Partners Opportunity Fund, LP — 4 joint filings, latest 2016-07-01
EQUITEC PROPRIETARY MARKETS, LLC — 4 joint filings, latest 2014-07-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
StableX Technologies, Inc. (WPCS) Delisted 10%+ Owner 61,464 — — $487.3K 1 2010-09-02

Recent Filings

2 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-12-22 — Mixed +742,344 $742.3K
2010-09-02 StableX Technologies, Inc. (WPCS) Delisted Buy (P) +154,704 $487.3K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.