Riley Investment Management LLC
CIK 1345523 · last filed 2014-07-03
Riley Investment Management LLC is a corporate insider who has filed 102 SEC Form 4 insider transactions across 15 companies since 2007. The most recent filing shows the insider was granted $34.6K of STRI on Jul 3, 2014. Across all open-market trades the lifetime net is −$13.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $35.9M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$35.91M
15
102
-$13.72M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| STR HOLDINGS, INC. (STRI) Delisted | 10%+ Owner | 151,401 | — | — | $0 | 1 | 2014-07-03 |
| DDI CORP (DDIC) Delisted | Director | 550,867 | — | — | -$19.86M | 9 | 2012-04-20 |
| StableX Technologies, Inc. (WPCS) Delisted | 10%+ Owner | 71,823 | — | — | $901.7K | 1 | 2010-09-03 |
| Kaspien Holdings Inc. (TWMC) Delisted | Director | 85,099 | — | — | -$1.68M | 11 | 2010-06-14 |
| TRANSWITCH CORP /DE (TXCC) Delisted | 3,392 | — | — | -$113.7K | 2 | 2010-02-26 | |
| SSTI | Director | 8,000 | $8.46 | $67.7K | -$8.16M | 2 | 2009-02-18 |
| TRANSMETA CORP (TMTA) Delisted | Director | 26 | — | — | $1.53M | 6 | 2008-12-29 |
| TSEM | Director | 27,334 | $203.60 | $5.57M | $8.64M | 18 | 2008-11-25 |
| REGENT COMMUNICATIONS INC (RGCI) Delisted | 476,366 | — | — | $897.6K | 3 | 2008-11-25 | |
| ITERIS, INC. (ITI) Delisted | 10%+ Owner | 233,545 | $7.19 | $1.68M | $1.86M | 8 | 2008-05-08 |
| CENTILLIUM COMMUNICATIONS INC (CTLM) Delisted | 10%+ Owner | 2,178,987 | — | — | $1.31M | 12 | 2008-03-26 |
| Applied Digital Corp. (FLT.WS) Delisted | 10%+ Owner | 2,600 | — | — | $2.39M | 3 | 2008-01-30 |
| MAIR | 938,038 | $32.28 | $30.28M | $1.48M | 5 | 2007-11-29 | |
| MAGNETEK, INC. (MAG) Delisted | 10%+ Owner | 306,230 | $24.47 | $7.49M | -$2.92M | 1 | 2007-10-02 |
| KITTY HAWK INC (KHK) Delisted | Director | 6,793,787 | — | — | $0 | 2 | 2007-05-14 |
Recent Filings
102 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-07-03 | STR HOLDINGS, INC. (STRI) Delisted | Grant (A) | +25,640 | $34.6K | EDGAR |
| 2012-04-20 | DDI CORP (DDIC) Delisted | Sell (S) | −875,470 | -$11.35M | EDGAR |
| 2010-11-12 | DDI CORP (DDIC) Delisted | Mixed | −1,213,086 | -$7.74M | EDGAR |
| 2010-11-10 | DDI CORP (DDIC) Delisted | Sell (S) | −300,000 | -$3.33M | EDGAR |
| 2010-09-03 | StableX Technologies, Inc. (WPCS) Delisted | Buy (P) | +286,242 | $901.7K | EDGAR |
| 2010-06-14 | Kaspien Holdings Inc. (TWMC) Delisted | Sell (S) | −62,462 | -$115.6K | EDGAR |
| 2010-06-09 | Kaspien Holdings Inc. (TWMC) Delisted | Sell (S) | −105,834 | -$195.8K | EDGAR |
| 2010-05-13 | DDI CORP (DDIC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2010-04-21 | Kaspien Holdings Inc. (TWMC) Delisted | Mixed | −604,252 | -$1.06M | EDGAR |
| 2010-04-16 | Kaspien Holdings Inc. (TWMC) Delisted | Mixed | −218,200 | -$384.5K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.