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B. RILEY PRINCIPAL INVESTMENTS, LLC

CIK 1776226 · last filed 2023-06-20

B. RILEY PRINCIPAL INVESTMENTS, LLC is a corporate insider who has filed 11 SEC Form 4 insider transactions across 5 companies since 2020. The most recent filing shows the insider bought $415.3K of AREN on Jun 20, 2023. Across all open-market trades the lifetime net is +$18.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.7M across reported positions. The firm reports its address in Los Angeles, CA. 82 SEC filings were submitted jointly with B. Riley Financial, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.70M

Companies

5

Total Filings

11

Lifetime Open-Market Net

$18.09M

Filer Profile

Reported Address
11100 SANTA MONICA BLVD.
SUITE 800
LOS ANGELES, CA 90025
Phone
(818) 884-3737
State of Incorporation
DE
Related Filers
B. Riley Financial, Inc. — 82 joint filings, latest 2024-03-26
BRYANT R RILEY — 68 joint filings, latest 2024-03-26
B. Riley Securities, Inc. — 55 joint filings, latest 2023-12-04
BRF Investments, LLC — 36 joint filings, latest 2023-12-04
B. RILEY CAPITAL MANAGEMENT, LLC — 31 joint filings, latest 2021-09-21
BRC Partners Management GP, LLC — 31 joint filings, latest 2021-09-21
BRC Partners Opportunity Fund, LP — 31 joint filings, latest 2021-09-21
B. Riley Principal Sponsor Co. II, LLC — 16 joint filings, latest 2021-09-21
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AREN 10%+ Owner 1,511,874 $1.12 $1.69M $8.63M 5 2023-06-20
FaZe Holdings Inc. (FAZEW) Delisted 10%+ Owner 11,228,151 $0.01 $162.8K $0 1 2022-12-13
Lazydays Holdings, Inc. (LAZY) Delisted 10%+ Owner 247,663 $5.34 $1.32M $608.7K 1 2022-07-14
SONM Director 714 $3.24 $2.3K $8.85M 1 2020-06-29
ALTA EQUIPMENT GROUP INC. (ALTG.WS) Delisted 10%+ Owner — $3.45 — $0 1 2020-03-10

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-06-20 AREN Buy (P) +118,670 $415.3K EDGAR
2023-05-24 AREN Buy (P) +12,870 $44.4K EDGAR
2023-05-19 AREN Buy (P) +41,720 $143.9K EDGAR
2022-12-13 FaZe Holdings Inc. (FAZEW) Delisted Other (J) −4,379,396 $0 EDGAR
2022-07-26 — Other (J) −208,000 $0
2022-07-14 Lazydays Holdings, Inc. (LAZY) Delisted Buy (P) +50,635 $608.7K EDGAR
2022-03-31 AREN — — $0 EDGAR
2022-02-23 AREN Buy (P) +978,955 $8.03M EDGAR
2021-10-08 — Buy (P) +12,284,124 $0
2020-06-29 SONM Mixed +61,161,006 $45.87M EDGAR
Showing 1–10 of 11
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.