B. RILEY PRINCIPAL INVESTMENTS, LLC
CIK 1776226 · last filed 2023-06-20
B. RILEY PRINCIPAL INVESTMENTS, LLC is a corporate insider who has filed 11 SEC Form 4 insider transactions across 5 companies since 2020. The most recent filing shows the insider bought $415.3K of AREN on Jun 20, 2023. Across all open-market trades the lifetime net is +$18.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $8.0M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$8.00M
5
11
$18.09M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AREN | 10%+ Owner | 1,511,874 | $1.26 | $1.90M | $8.63M | 5 | 2023-06-20 |
| FaZe Holdings Inc. (FAZEW) Delisted | 10%+ Owner | 11,228,151 | $0.01 | $162.8K | $0 | 1 | 2022-12-13 |
| Lazydays Holdings, Inc. (LAZY) Delisted | 10%+ Owner | 247,663 | $5.34 | $1.32M | $608.7K | 1 | 2022-07-14 |
| SONM | Director | 1,285,752 | $4.74 | $6.09M | $8.85M | 1 | 2020-06-29 |
| ALTA EQUIPMENT GROUP INC. (ALTG.WS) Delisted | 10%+ Owner | — | $3.45 | — | $0 | 1 | 2020-03-10 |
Recent Filings
11 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-06-20 | AREN | Buy (P) | +118,670 | $415.3K | EDGAR |
| 2023-05-24 | AREN | Buy (P) | +12,870 | $44.4K | EDGAR |
| 2023-05-19 | AREN | Buy (P) | +41,720 | $143.9K | EDGAR |
| 2022-12-13 | FaZe Holdings Inc. (FAZEW) Delisted | Other (J) | −4,379,396 | $0 | EDGAR |
| 2022-07-26 | — | Other (J) | −208,000 | $0 | |
| 2022-07-14 | Lazydays Holdings, Inc. (LAZY) Delisted | Buy (P) | +50,635 | $608.7K | EDGAR |
| 2022-03-31 | AREN | — | — | $0 | EDGAR |
| 2022-02-23 | AREN | Buy (P) | +978,955 | $8.03M | EDGAR |
| 2021-10-08 | — | Buy (P) | +12,284,124 | $0 | |
| 2020-06-29 | SONM | Mixed | +61,161,006 | $45.87M | EDGAR |