B. RILEY PRINCIPAL INVESTMENTS, LLC

CIK 1776226 · last filed 2023-06-20

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$8.00M

Companies

5

Total Filings

11

Lifetime Open-Market Net

$18.09M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AREN 10%+ Owner 1,511,874 $1.26 $1.90M $8.63M 5 2023-06-20
FaZe Holdings Inc. (FAZEW) Delisted 10%+ Owner 11,228,151 $0.01 $162.8K $0 1 2022-12-13
Lazydays Holdings, Inc. (LAZY) Delisted 10%+ Owner 247,663 $5.34 $1.32M $608.7K 1 2022-07-14
SONM Director 1,285,752 $4.74 $6.09M $8.85M 1 2020-06-29
ALTA EQUIPMENT GROUP INC. (ALTG.WS) Delisted 10%+ Owner $3.45 $0 1 2020-03-10

Recent Filings · Page 2 of 2

11 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-03-10 ALTA EQUIPMENT GROUP INC. (ALTG.WS) Delisted Buy (P) $0 EDGAR
Showing 1111 of 11
Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.