B. Riley Financial, Inc.
CIK 1464790 · last filed 2024-08-27
B. Riley Financial, Inc. is a corporate insider who has filed 61 SEC Form 4 insider transactions across 17 companies since 2016. The most recent filing shows the insider sold $2.9M of SNCRL on Aug 27, 2024. Across all open-market trades the lifetime net is −$85.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $134.7M across reported positions. The firm reports its address in Los Angeles, CA. 275 SEC filings were submitted jointly with Bryant R Riley.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
TAX price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 800
LOS ANGELES, CA 90025
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SYNCHRONOSS TECHNOLOGIES INC (SNCRL) Delisted | 10%+ Owner | 1,030,032 | $25.14 | $25.90M | -$1.86M | 3 | 2024-08-27 |
| TACT | 10%+ Owner | 194,215 | $5.33 | $1.04M | -$1.87M | 1 | 2024-01-23 |
| Arena Group Holdings, Inc. (AREN) Delisted | 10%+ Owner | 0 | $1.12 | $0 | -$102.76M | 3 | 2023-12-04 |
| BW | Director | 20,364,022 | $4.17 | $84.92M | $26.98M | 7 | 2023-11-16 |
| Lazydays Holdings, Inc. (LAZY) Delisted | 10%+ Owner | 698,791 | $5.34 | $3.73M | $1.27M | 1 | 2022-09-26 |
| ALTG | 10%+ Owner | 4,604,225 | $6.29 | $28.96M | $14.95M | 11 | 2022-07-28 |
| EOSEW | 10%+ Owner | 5,371,547 | $1.35 | $7.25M | -$15.33M | 3 | 2021-11-19 |
| TAX | 10%+ Owner | 84,341 | $30.39 | $2.56M | $12.72M | 6 | 2021-01-27 |
| Eos Energy Enterprises, Inc. (BMRG.WS) Delisted | 10%+ Owner | 250,000 | — | — | -$70.53M | 1 | 2020-11-12 |
| Select Interior Concepts, Inc. (SIC) Delisted | Director | 497,459 | $43.75 | $21.76M | $3.35M | 5 | 2020-08-24 |
| ALTA EQUIPMENT GROUP INC. (ALTG.WS) Delisted | 10%+ Owner | 5,566,199 | $3.45 | $19.20M | $33.09M | 4 | 2020-04-27 |
| QMCO | 10%+ Owner | 425,860 | $18.69 | $7.96M | $1.19M | 1 | 2020-04-22 |
| ALTA EQUIPMENT GROUP INC. (BRPM.WS) Delisted | 10%+ Owner | 4,176,248 | — | — | $8.95M | 3 | 2020-02-14 |
| SONM | Director | 8 | $2.96 | $24 | -$6.5K | 1 | 2019-11-01 |
| RNGR | 10%+ Owner | 137,477 | $14.72 | $2.02M | -$1.39M | 2 | 2019-05-03 |
| QUANTUM CORP /DE/ (QTM) Delisted | 10%+ Owner | 2,195,124 | — | — | $5.97M | 2 | 2019-01-11 |
| UNITED ONLINE INC (UNTD) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2016-07-01 |
Recent Filings
61 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-08-27 | SYNCHRONOSS TECHNOLOGIES INC (SNCRL) Delisted | Sell (S) | −224,088 | -$2.88M | EDGAR |
| 2024-01-23 | TACT | Sell (S) | −244,764 | -$1.87M | EDGAR |
| 2023-12-04 | Arena Group Holdings, Inc. (AREN) Delisted | Sell (S) | −37,000,085 | -$107.30M | EDGAR |
| 2023-11-16 | BW | Buy (P) | +631,532 | $731.6K | EDGAR |
| 2023-11-14 | SYNCHRONOSS TECHNOLOGIES INC (SNCRL) Delisted | Buy (P) | +2,279,888 | $1.02M | EDGAR |
| 2023-06-23 | Arena Group Holdings, Inc. (AREN) Delisted | Buy (P) | +1,226,095 | $4.44M | EDGAR |
| 2023-06-02 | — | Disp (D) | — | $0 | |
| 2023-05-16 | BW | Buy (P) | +424,360 | $2.31M | EDGAR |
| 2022-11-30 | BW | Buy (P) | +2,000,000 | $8.92M | EDGAR |
| 2022-11-14 | BW | Buy (P) | +5,200 | $21.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.