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THOMAS J /ADV KELLEHER

CIK 216309 · Co-CEO · last filed 2026-06-24

THOMAS J /ADV KELLEHER is a Co-CEO who has filed 42 SEC Form 4 insider transactions across 4 companies since 2016. The most recent filing, for RILYZ, was dated Jun 24, 2026. Across all open-market trades the lifetime net is +$2.7M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.33M

Companies

4

Total Filings

42

Lifetime Open-Market Net

$2.75M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RILYZ Co-CEO 76,141 $18.48 $1.41M $2.58M 35 2026-06-24
TAX 10%+ Owner 0 $30.72 $0 $0 1 2023-08-21
RILYL President 46,209 $12.74 $588.7K $0 1 2016-12-13
RILY President 49,827 $6.72 $334.8K $171.0K 2 2016-05-26

Recent Filings

42 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-24 RILYZ Gift (G) −3,000 $0 EDGAR
2026-04-15 RILYZ Tax (F) −22,440 -$162.2K EDGAR
2025-06-04 RILYZ Disp (D) −14,030 -$42.8K EDGAR
2025-03-18 RILYZ Disp (D) −44,109 -$183.5K EDGAR
2024-06-04 RILYZ Tax (F) −11,254 -$279.2K EDGAR
2024-03-19 RILYZ Tax (F) −5,679 -$99.7K EDGAR
2024-03-06 RILYZ Grant (A) +83,087 $18 EDGAR
2023-12-19 RILYZ Mixed +15,014 $404.4K EDGAR
2023-08-21 TAX Sell (S) −13,768 $0 EDGAR
2023-07-27 RILYZ Mixed +9,633 $521.2K EDGAR
Showing 1–10 of 42
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.