KELLEHER THOMAS J /ADV

CIK 216309 · Co-CEO · last filed 2026-04-15

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.69M

Companies

4

Total Filings

41

Lifetime Open-Market Net

$2.75M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RILYZ Co-CEO 76,141 $19.73 $1.50M $2.58M 34 2026-04-15
TAX 10%+ Owner 0 $30.32 $0 $0 1 2023-08-21
RILYL President 46,209 $16.75 $773.8K $0 1 2016-12-13
RILY President 49,827 $8.32 $414.6K $171.0K 2 2016-05-26

Recent Filings · Page 2 of 5

41 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2023-05-26 RILYZ Tax (F) −6,856 -$252.5K EDGAR
2023-03-16 RILYZ Buy (P) +10,000 $311.3K EDGAR
2023-02-28 RILYZ Grant (A) +49,225 $0 EDGAR
2023-02-10 RILYZ Exer (M) +150,000 $0 EDGAR
2022-06-03 RILYZ Tax (F) −6,971 -$376.9K EDGAR
2022-05-26 RILYZ Mixed +28,876 -$655.0K EDGAR
2022-05-12 RILYZ Buy (P) +5,000 $230.7K EDGAR
2022-03-02 RILYZ Mixed +4,631 $273.4K EDGAR
2021-10-29 RILYZ Grant (A) $0 EDGAR
2021-06-02 RILYZ Grant (A) +42,092 $0 EDGAR
Showing 1120 of 41
Page 2 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.