THOMAS J /ADV KELLEHER

CIK 216309 · Co-CEO · last filed 2026-06-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.33M

Companies

4

Total Filings

42

Lifetime Open-Market Net

$2.75M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RILYZ Co-CEO 76,141 $18.48 $1.41M $2.58M 35 2026-06-24
TAX 10%+ Owner 0 $30.72 $0 $0 1 2023-08-21
RILYL President 46,209 $12.74 $588.7K $0 1 2016-12-13
RILY President 49,827 $6.72 $334.8K $171.0K 2 2016-05-26

Recent Filings · Page 3 of 5

42 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-06-02 RILYZ Grant (A) +42,092 $0 EDGAR
2021-05-26 RILYZ Tax (F) −17,348 -$1.28M EDGAR
2021-02-19 RILYZ Grant (A) $0 EDGAR
2021-01-13 RILYZ Buy (P) +10,000 $460.0K EDGAR
2020-12-16 RILYZ Tax (F) −99,160 -$3.65M EDGAR
2020-12-10 RILYZ $0 EDGAR
2020-12-08 RILYZ Exer (M) $0 EDGAR
2020-12-07 RILYZ Exer (M) +200,000 $0 EDGAR
2020-05-26 RILYZ Mixed +33,351 -$150.7K EDGAR
2020-03-11 RILYZ Buy (P) +10,000 $204.3K EDGAR
Showing 2130 of 42
Page 3 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.