THOMAS J /ADV KELLEHER
CIK 216309 · Co-CEO · last filed 2026-06-24
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.33M
Companies
4
Total Filings
42
Lifetime Open-Market Net
$2.75M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 4 of 5
42 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-07-16 | RILYZ | Grant (A) | +1,198 | $21.2K | EDGAR |
| 2019-05-29 | RILYZ | Grant (A) | +38,481 | $0 | EDGAR |
| 2019-03-15 | RILYZ | Mixed | +11,091 | $180.7K | EDGAR |
| 2018-06-15 | RILYZ | Grant (A) | +25,000 | $0 | EDGAR |
| 2017-06-15 | RILYZ | Grant (A) | +24,194 | $0 | EDGAR |
| 2017-06-06 | RILYZ | Buy (P) | +3,148 | $45.8K | EDGAR |
| 2017-06-05 | — | Other (J) | +4,800 | $0 | |
| 2016-12-13 | RILYL | Tax (F) | −3,618 | -$61.1K | EDGAR |
| 2016-05-26 | RILY | Grant (A) | +25,317 | $0 | EDGAR |
| 2016-05-09 | RILY | Buy (P) | +18,000 | $171.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.