THOMAS J /ADV KELLEHER

CIK 216309 · Co-CEO · last filed 2026-04-15

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$2.70M

Companies

4

Total Filings

41

Lifetime Open-Market Net

$2.75M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
RILYZ	Co-CEO	76,141	$19.80	$1.51M	$2.58M	34	2026-04-15
TAX	10%+ Owner	0	$30.67	$0	$0	1	2023-08-21
RILYL	President	46,209	$16.50	$762.4K	$0	1	2016-12-13
RILY	President	49,827	$8.72	$434.5K	$171.0K	2	2016-05-26

Recent Filings · Page 4 of 5

41 filings

Form 4 transactions across all companies, newest first.

Filed	Symbol	Action	Net Shares	Net $	Link
2019-05-29	RILYZ	Grant (A)	+38,481	$0	EDGAR
2019-03-15	RILYZ	Mixed	+11,091	$180.7K	EDGAR
2018-06-15	RILYZ	Grant (A)	+25,000	$0	EDGAR
2017-06-15	RILYZ	Grant (A)	+24,194	$0	EDGAR
2017-06-06	RILYZ	Buy (P)	+3,148	$45.8K	EDGAR
2017-06-05	—	Other (J)	+4,800	$0
2016-12-13	RILYL	Tax (F)	−3,618	-$61.1K	EDGAR
2016-05-26	RILY	Grant (A)	+25,317	$0	EDGAR
2016-05-09	RILY	Buy (P)	+18,000	$171.0K	EDGAR
2015-05-12	—	Grant (A)	+23,810	$0

Showing 31–40 of 41

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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.