Home

DANIEL J LINDQUIST

CIK 1337217 · Vice President · last filed 2024-04-09

DANIEL J LINDQUIST is a Vice President who has filed 5 SEC Form 4 insider transactions across 4 companies since 2012. The most recent filing shows the insider bought $50.0K of FTHY on Apr 9, 2024. Across all open-market trades the lifetime net is +$62.7K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $49.2K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$49.2K

Companies

4

Total Filings

5

Lifetime Open-Market Net

$62.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FTHY Vice President 3,500 $13.52 $47.3K $50.0K 1 2024-04-09
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted Vice President 600 $12.59 $7.6K $6.4K 2 2020-03-12
FCT Vice President 200 $9.63 $1.9K $2.9K 1 2012-01-30
FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted Vice President 200 $12.22 $2.4K $3.3K 1 2012-01-30

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-04-09 FTHY Buy (P) +3,500 $50.0K EDGAR
2020-03-12 FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted Sell (S) −2,000 -$21.4K EDGAR
2018-11-28 FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted Buy (P) +2,000 $27.8K EDGAR
2012-01-30 FCT Buy (P) +200 $2.9K EDGAR
2012-01-30 FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted Buy (P) +200 $3.3K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.