Shelby E Sherard
CIK 1341174 · See Remarks · last filed 2020-03-12
Shelby E Sherard is a corporate insider who has filed 8 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider bought $46.8K of FDUSZ on Mar 12, 2020. Across all open-market trades the lifetime net is +$305.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $66.7K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
FDUSL price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 400
NORTHBROOK, IL 60062
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FIDUS INVESTMENT Corp (FDUSZ) Delisted | See Remarks | 31,660 | $25.17 | $796.9K | $166.4K | 3 | 2020-03-12 |
| FIDUS INVESTMENT Corp (FDUSL) Delisted | See Remarks | 17,610 | — | — | $186.3K | 3 | 2018-12-06 |
| FDUS | Chief Financial Officer | 3,435 | $19.41 | $66.7K | $49.8K | 1 | 2015-08-24 |
| GRUBB & ELLIS CO (GBE) Delisted | Former CFO | 0 | — | — | -$97.5K | 1 | 2007-02-22 |
Recent Filings
8 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-03-12 | FIDUS INVESTMENT Corp (FDUSZ) Delisted | Buy (P) | +5,000 | $46.8K | EDGAR |
| 2020-03-10 | FIDUS INVESTMENT Corp (FDUSZ) Delisted | Buy (P) | +5,950 | $75.2K | EDGAR |
| 2019-08-09 | FIDUS INVESTMENT Corp (FDUSZ) Delisted | Buy (P) | +3,100 | $44.4K | EDGAR |
| 2018-12-06 | FIDUS INVESTMENT Corp (FDUSL) Delisted | Buy (P) | +3,675 | $50.0K | EDGAR |
| 2018-03-12 | FIDUS INVESTMENT Corp (FDUSL) Delisted | Buy (P) | +3,500 | $44.6K | EDGAR |
| 2018-03-12 | FIDUS INVESTMENT Corp (FDUSL) Delisted | Buy (P) | +7,000 | $91.7K | EDGAR |
| 2015-08-24 | FDUS | Buy (P) | +3,435 | $49.8K | EDGAR |
| 2007-02-22 | GRUBB & ELLIS CO (GBE) Delisted | Mixed | — | -$48.4K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).