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Carl Marks IB LLC

CIK 1342092 · last filed 2016-01-15

Carl Marks IB LLC is a corporate insider who has filed 6 SEC Form 4 insider transactions across 0 companies. The firm reports its address in New York, NY. 3 SEC filings were submitted jointly with Carl Marks & Co. Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

0

Total Filings

6

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
900 THIRD AVENUE
33RD FLOOR
NEW YORK, NY 10022
Phone
(212) 909-8434
State of Incorporation
DE
Related Filers
Carl Marks & Co. Inc. — 3 joint filings, latest 2009-11-16
Martin Lizt — 3 joint filings, latest 2009-11-16
CMLS GP, L.P. — same reported address
CMLS General Partner, LLC — same reported address
CN-SCH, LLC — same reported address
LPE II Co-Investors, LLC — same reported address
SENECA CAPITAL INVESTMENTS, L.P. — same reported address
Seneca Capital Investments, LLC — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
No companies on record.

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-01-15 — Buy (P) +20,000 $3.2K
2016-01-14 — Buy (P) +50,000 $9.1K
2015-09-09 — Mixed +210,000 $8.7K
2012-05-24 — Buy (P) — $0
2010-03-30 — Buy (P) — $0
2010-03-17 — Buy (P) +2,100,000 $210.0K
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.