Richard W Pascoe

CIK 1343266 · Chief Executive Officer · last filed 2024-01-08

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$297.9K

Companies

7

Total Filings

65

Lifetime Open-Market Net

-$703.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SEELOS THERAPEUTICS, INC. (SEEL) Delisted Director 40 $0.39 $16 $0 7 2024-01-08
ZVRA Chief Executive Officer 29,973 $9.94 $297.9K $42.0K 1 2023-03-13
ZEVRA THERAPEUTICS, INC. (KMPH) Delisted Chief Executive Officer 19,973 $5.81 $116.0K $94.5K 16 2023-01-13
Histogen Inc. (HSTO) Delisted President, CEO & Director 1,500 $0.21 $322 $35.2K 4 2021-03-30
SEELOS THERAPEUTICS, INC. (APRI) Delisted CEO & Secretary 6,674 $128.1K 14 2018-11-30
Pernix Sleep, Inc. (SOMX) Delisted President and CEO 104,927 -$1.00M 19 2013-01-03
ARIAD PHARMACEUTICALS INC (ARIA) Delisted Senior VP, COO $0 3 2008-04-15

Recent Filings · Page 7 of 7

65 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-08-13 Pernix Sleep, Inc. (SOMX) Delisted Grant (A) $0 EDGAR
2008-08-13 Pernix Sleep, Inc. (SOMX) Delisted Grant (A) $0 EDGAR
2008-04-15 ARIAD PHARMACEUTICALS INC (ARIA) Delisted Grant (A) $0 EDGAR
2007-07-02 ARIAD PHARMACEUTICALS INC (ARIA) Delisted Grant (A) $0 EDGAR
2007-04-18 ARIAD PHARMACEUTICALS INC (ARIA) Delisted Grant (A) $0 EDGAR
Showing 6165 of 65
Page 7 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.