Riley Investment Management LLC
CIK 1345523 · last filed 2014-07-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
DDIC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 810
LOS ANGELES, CA 90025
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| STR HOLDINGS, INC. (STRI) Delisted | 10%+ Owner | 151,401 | — | — | $0 | 1 | 2014-07-03 |
| DDI CORP (DDIC) Delisted | Director | 550,867 | — | — | -$19.86M | 9 | 2012-04-20 |
| StableX Technologies, Inc. (WPCS) Delisted | 10%+ Owner | 10,260 | — | — | $901.7K | 1 | 2010-09-03 |
| Kaspien Holdings Inc. (TWMC) Delisted | Director | 4,255 | — | — | -$1.68M | 11 | 2010-06-14 |
| TRANSWITCH CORP /DE (TXCC) Delisted | 3,392 | — | — | -$113.7K | 2 | 2010-02-26 | |
| SSTI | Director | 8,000 | $8.36 | $66.9K | -$8.16M | 2 | 2009-02-18 |
| TRANSMETA CORP (TMTA) Delisted | Director | 26 | — | — | $1.53M | 6 | 2008-12-29 |
| TSEM | Director | 27,334 | $178.75 | $4.89M | $8.64M | 18 | 2008-11-25 |
| REGENT COMMUNICATIONS INC (RGCI) Delisted | 476,366 | — | — | $897.6K | 3 | 2008-11-25 | |
| ITERIS, INC. (ITI) Delisted | 10%+ Owner | 233,545 | $7.19 | $1.68M | $1.86M | 8 | 2008-05-08 |
| CENTILLIUM COMMUNICATIONS INC (CTLM) Delisted | 10%+ Owner | 2,178,987 | — | — | $1.31M | 12 | 2008-03-26 |
| Applied Digital Corp. (FLT.WS) Delisted | 10%+ Owner | 2,600 | — | — | $2.39M | 3 | 2008-01-30 |
| MAIR | 938,038 | $22.92 | $21.50M | $1.48M | 5 | 2007-11-29 | |
| MAGNETEK, INC. (MAG) Delisted | 10%+ Owner | 306,230 | $24.47 | $7.49M | -$2.92M | 1 | 2007-10-02 |
| KITTY HAWK INC (KHK) Delisted | Director | 6,793,787 | — | — | $0 | 2 | 2007-05-14 |
Recent Filings · Page 3 of 11
102 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-12-19 | — | Buy (P) | +60,000 | $270 | |
| 2008-12-16 | TRANSMETA CORP (TMTA) Delisted | Sell (S) | −165,904 | -$2.96M | EDGAR |
| 2008-11-28 | TRANSMETA CORP (TMTA) Delisted | Buy (P) | −93,606 | -$1.64M | EDGAR |
| 2008-11-25 | TSEM | Buy (P) | −1,462,722 | -$980.0K | EDGAR |
| 2008-11-25 | REGENT COMMUNICATIONS INC (RGCI) Delisted | Buy (P) | +74,688 | $9.0K | EDGAR |
| 2008-10-14 | Kaspien Holdings Inc. (TWMC) Delisted | Buy (P) | −753,750 | -$1.66M | EDGAR |
| 2008-10-02 | Kaspien Holdings Inc. (TWMC) Delisted | Buy (P) | +42,444 | $106.6K | EDGAR |
| 2008-09-22 | TRANSMETA CORP (TMTA) Delisted | Grant (A) | — | $0 | EDGAR |
| 2008-09-02 | TSEM | Buy (P) | +469,800 | $425.6K | EDGAR |
| 2008-08-20 | TSEM | Buy (P) | +425,000 | $340.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.