Francis Capital Management, LLC

CIK 1349205 · last filed 2020-03-26

Francis Capital Management, LLC is a corporate insider who has filed 2 SEC Form 4 insider transactions across 1 company since 2020. The most recent filing, for MDIA, was dated Mar 26, 2020. Across all open-market trades the lifetime net is −$45.3K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $420.8K across reported positions. The firm reports its address in Venice, CA. 5 SEC filings were submitted jointly with John P. Francis.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$420.8K

Companies

1

Total Filings

2

Lifetime Open-Market Net

-$45.3K

Filer Profile

Reported Address
610 MAIN STREET
VENICE, CA 90291
Phone
(310) 260-9708
State of Incorporation
CA
Related Filers
John P. Francis — 5 joint filings, latest 2020-03-26
DGT Holdings Corp. — 1 joint filings, latest 2007-02-07
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MDIA 10%+ Owner 369,159 $1.14 $420.8K -$45.3K 1 2020-03-26

Recent Filings

2 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-26 MDIA Mixed −14,100 -$45.3K EDGAR
2010-02-26 Other (J) +3,869,280 $0
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.