William Randall Broaddrick
CIK 1359192 · CFO · last filed 2020-01-31
William Randall Broaddrick is a CFO who has filed 27 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for REI, was dated Jan 31, 2020. Across all open-market trades the lifetime net is −$11.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $82.5K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ARD price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 200
TULSA, OK 74136
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| REI | CFO | 62,000 | $1.33 | $82.5K | -$1.01M | 10 | 2020-01-31 |
| ARENA RESOURCES INC (ARD) Delisted | Chief Financial Officer | 150,000 | $24.75 | $3.71M | -$10.64M | 17 | 2010-07-19 |
Recent Filings
27 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-01-31 | REI | Mixed | +55,600 | $143.4K | EDGAR |
| 2019-09-12 | REI | Buy (P) | +25,000 | $42.2K | EDGAR |
| 2018-12-28 | REI | Grant (A) | +55,600 | $265.8K | EDGAR |
| 2017-12-21 | REI | Mixed | −45,000 | -$648.0K | EDGAR |
| 2016-12-16 | REI | Buy (P) | — | $0 | EDGAR |
| 2016-01-15 | REI | Mixed | — | $0 | EDGAR |
| 2015-12-11 | REI | Buy (P) | — | $0 | EDGAR |
| 2014-12-03 | REI | Buy (P) | — | $0 | EDGAR |
| 2014-07-17 | REI | Mixed | +50,000 | $125.0K | EDGAR |
| 2013-12-18 | REI | Buy (P) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.