Henry D Babcock

CIK 1359858 · last filed 2020-10-22

Henry D Babcock is a corporate insider who has filed 5 SEC Form 4 insider transactions across 1 company since 2008. The most recent filing, for SGU, was dated Oct 22, 2020. Across all open-market trades the lifetime net is +$198.2K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.37M

Companies

1

Total Filings

5

Lifetime Open-Market Net

$198.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
SGU	Director	104,121	$13.14	$1.37M	$198.2K	5	2020-10-22

Recent Filings

5 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-10-22	SGU	Gift (G)	—	$0	EDGAR
2019-05-09	SGU	Gift (G)	−2,000	$0	EDGAR
2012-02-14	SGU	Buy (P)	+10,000	$43.9K	EDGAR
2009-02-17	SGU	Buy (P)	+25,000	$65.0K	EDGAR
2008-05-14	SGU	Buy (P)	+30,000	$89.3K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.