Connie M Luecke
CIK 1360362 · VP & Chief Investment Officer · last filed 2024-06-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$210.6K
Companies
2
Total Filings
14
Lifetime Open-Market Net
$171.1K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DNP | VP & Chief Investment Officer | 19,149 | $11.00 | $210.6K | $120.4K | 12 | 2024-06-05 |
| Virtus Total Return Fund (DCA) Delisted | 12,900 | — | — | $50.7K | 2 | 2013-11-05 |
Recent Filings · Page 2 of 2
14 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-11-05 | Virtus Total Return Fund (DCA) Delisted | Buy (P) | +7,500 | $30.6K | EDGAR |
| 2012-09-25 | DNP | Exer (X) | +206 | $2.0K | EDGAR |
| 2012-03-30 | Virtus Total Return Fund (DCA) Delisted | Buy (P) | +5,400 | $20.1K | EDGAR |
| 2009-07-02 | DNP | Buy (P) | +800 | $6.4K | EDGAR |
Showing 11–14 of 14
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.