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Alan L Smith

CIK 1366042 · Chief Executive Officer · last filed 2014-11-21

Alan L Smith is a Chief Executive Officer who has filed 11 SEC Form 4 insider transactions across 1 company since 2010. Across all open-market trades the lifetime net is +$1.0M, making them a net buyer over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

11

Lifetime Open-Market Net

$1.00M

Filer Profile

Reported Address
650 WASHINGTON RD., SUITE 800
PITTSBURGH, PA 15228
Related Filers
John H Campbell Jr — 1 joint filings, latest 2011-10-05
TOBY R NEUGEBAUER — 1 joint filings, latest 2011-10-05
S WIL VANLOH JR — 1 joint filings, latest 2011-10-05
DONALD D WOLF — 1 joint filings, latest 2011-10-05
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
QR Energy, LP (QRE) Delisted Chief Executive Officer 11,507,749 — — $1.00M 10 2014-07-03

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-11-21 — Mixed −413,804 $0
2014-07-03 QR Energy, LP (QRE) Delisted Tax (F) −1,123 -$21.2K EDGAR
2013-07-03 QR Energy, LP (QRE) Delisted Tax (F) −1,136 -$20.2K EDGAR
2013-04-25 QR Energy, LP (QRE) Delisted Grant (A) +55,556 $1.00M EDGAR
2013-04-23 QR Energy, LP (QRE) Delisted Grant (A) +55,555 $1000.0K EDGAR
2013-03-11 QR Energy, LP (QRE) Delisted Tax (F) −978 -$17.0K EDGAR
2012-08-23 QR Energy, LP (QRE) Delisted Grant (A) +49,478 $888.1K EDGAR
2012-03-12 QR Energy, LP (QRE) Delisted Tax (F) −918 -$21.2K EDGAR
2011-03-24 QR Energy, LP (QRE) Delisted Grant (A) +8,985 $0 EDGAR
2011-03-23 QR Energy, LP (QRE) Delisted Grant (A) +8,985 $0 EDGAR
Showing 1–10 of 11
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.