Paul Bartlett Stephens

CIK 1366497 · last filed 2009-10-01

Paul Bartlett Stephens is a corporate insider who has filed 8 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $5.9M of MMCE on Oct 1, 2009. Across all open-market trades the lifetime net is +$2.8M, making them a net buyer over the disclosed history. 26 SEC filings were submitted jointly with William Bradford Stephens.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

Companies

Total Filings

Lifetime Open-Market Net

$2.76M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Reported Address

ONE SANSOME STREET, SUITE 2900
SAN FRANCISCO, CA 94104

Related Filers

William Bradford Stephens — 26 joint filings, latest 2009-10-01

Stephens Investment Management, LLC — 26 joint filings, latest 2009-10-01

Paul Harbour Stephens — 25 joint filings, latest 2009-10-01

STANDARD DIVERSIFIED INC. — 3 joint filings, latest 2009-02-13

Manitex International, Inc. — 1 joint filings, latest 2009-02-06

ORBCOMM Inc. — 1 joint filings, latest 2008-02-04

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
MMC ENERGY, INC. (MMCE) Delisted		1,147,795	—	—	$1.62M	6	2009-10-01
GLU MOBILE INC (GLUU) Delisted		3,250,434	$12.50	$40.63M	$1.15M	1	2008-11-05

Recent Filings

8 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2009-10-01	MMC ENERGY, INC. (MMCE) Delisted	Sell (S)	−4,035,536	-$5.86M	EDGAR
2009-09-18	MMC ENERGY, INC. (MMCE) Delisted	Sell (S)	−1,776,000	-$2.65M	EDGAR
2008-11-05	GLU MOBILE INC (GLUU) Delisted	Buy (P)	+1,075,236	$1.15M	EDGAR
2008-09-08	—	Sell (S)	−6,000,000	-$810.0K
2007-11-09	MMC ENERGY, INC. (MMCE) Delisted	Buy (P)	+794,668	$2.98M	EDGAR
2007-10-17	MMC ENERGY, INC. (MMCE) Delisted	Mixed	+477,260	$1.81M	EDGAR
2007-08-01	MMC ENERGY, INC. (MMCE) Delisted	Buy (P)	+1,200,000	$5.34M	EDGAR
2007-07-25	MMC ENERGY, INC. (MMCE) Delisted	Mixed	—	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.