Insider transactions

STONEPINE CAPITAL, L.P.

CIK 1370042 · last filed 2021-08-09

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$164.72M
Companies
3
Total Filings
16
Lifetime Open-Market Net
$2.71M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

APEN price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
2900 NW CLEARWATER DRIVE
SUITE 100-11
BEND, OR 97703
Phone
(541) 647-5673
State of Incorporation
DE
Formerly Known As
STONEPINE CAPITAL L P (2006–2015)
Related Filers
QLT INC/BC — 10 joint filings, latest 2019-12-12
Timothy P Lynch — 2 joint filings, latest 2017-03-21
Jon M Plexico — 2 joint filings, latest 2017-03-21
Stonepine Capital Management, LLC — 2 joint filings, latest 2017-03-21
Recro Pharma, Inc. — 1 joint filings, latest 2016-07-21
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Apollo Endosurgery, Inc. (APEN) Delisted 10%+ Owner 1,580,518 $10.00 $15.81M $499.8K 8 2019-08-14
QLTI 10%+ Owner 5,763,568 $28.58 $164.72M $206.6K 1 2016-09-15
VIVEVE MEDICAL, INC. (TCON) Delisted 10%+ Owner 91,988 $0.03 $3.0K $2.00M 1 2015-11-25

Recent Filings · Page 2 of 2

16 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-01-03 Apollo Endosurgery, Inc. (APEN) Delisted Buy (P) +22,845 $130.3K EDGAR
2017-12-28 Apollo Endosurgery, Inc. (APEN) Delisted Buy (P) +5,287 $26.4K EDGAR
2017-12-22 Apollo Endosurgery, Inc. (APEN) Delisted Buy (P) +185,157 $897.1K EDGAR
2016-12-01 — Grant (A) — $0
2016-09-15 QLTI Buy (P) +133,496 $206.6K EDGAR
2015-11-25 VIVEVE MEDICAL, INC. (TCON) Delisted Buy (P) +2,857,142 $2.00M EDGAR
Showing 11–16 of 16
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.