THOMAS K BROWN
CIK 1378438 · last filed 2018-11-01
THOMAS K BROWN is a corporate insider who has filed 122 SEC Form 4 insider transactions across 12 companies since 2007. The most recent filing shows the insider sold $381.0K of NWHM on Nov 1, 2018. Across all open-market trades the lifetime net is −$32.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $528.9M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$528.94M
12
122
-$32.21M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| New Home Co Inc. (NWHM) Delisted | 10%+ Owner | 2,046,059 | $8.99 | $18.39M | -$381.0K | 1 | 2018-11-01 |
| CPSS | 10%+ Owner | 2,176,884 | $9.24 | $20.11M | -$1.25M | 13 | 2017-11-29 |
| RM | 10%+ Owner | 1,266,683 | $33.56 | $42.51M | -$1.98M | 4 | 2015-02-17 |
| FIRST MARBLEHEAD CORP (FMD) Delisted | 10%+ Owner | 1,168,161 | — | — | $121.7K | 1 | 2014-11-17 |
| NewStar Financial, Inc. (NEWS) Delisted | 10%+ Owner | 4,941,011 | — | — | $131.1K | 1 | 2013-09-03 |
| PRS | 10%+ Owner | 5,480,890 | $20.65 | $113.18M | -$7.63M | 61 | 2011-12-19 |
| Tennessee Commerce Bancorp, Inc. (TNCC) Delisted | 10%+ Owner | 1,266,456 | — | — | $287.1K | 5 | 2011-06-20 |
| TAYLOR CAPITAL GROUP INC (TAYC) Delisted | 10%+ Owner | 2,029,283 | — | — | $5.48M | 15 | 2011-05-26 |
| MBWM | 10%+ Owner | 863,495 | $59.57 | $51.44M | -$1.06M | 4 | 2011-04-20 |
| Atlanticus Holdings Corp (CCRT) Delisted | 10%+ Owner | 3,736,230 | — | — | $3.58M | 9 | 2011-03-29 |
| LEND | 10%+ Owner | 2,900,000 | $24.90 | $72.20M | $1.84M | 1 | 2007-05-21 |
| ECPG | 10%+ Owner | 2,266,400 | $101.26 | $229.50M | -$31.35M | 1 | 2007-04-06 |
Recent Filings
122 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-11-01 | New Home Co Inc. (NWHM) Delisted | Sell (S) | −55,000 | -$381.0K | EDGAR |
| 2017-11-29 | CPSS | Sell (S) | −16,000 | -$65.5K | EDGAR |
| 2017-11-27 | CPSS | Sell (S) | −10,000 | -$42.5K | EDGAR |
| 2017-11-20 | CPSS | Mixed | −20,000 | -$82.5K | EDGAR |
| 2017-11-15 | CPSS | Sell (S) | −20,000 | -$82.9K | EDGAR |
| 2017-08-16 | CPSS | Sell (S) | −30,000 | -$119.0K | EDGAR |
| 2017-08-07 | CPSS | Sell (S) | −30,000 | -$119.4K | EDGAR |
| 2017-05-24 | CPSS | Sell (S) | −20,000 | -$90.3K | EDGAR |
| 2017-05-18 | CPSS | Sell (S) | −10,000 | -$45.3K | EDGAR |
| 2016-05-05 | CPSS | Sell (S) | −74,000 | -$279.7K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.