THOMAS K BROWN
CIK 1378438 · last filed 2018-11-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$528.94M
Companies
12
Total Filings
122
Lifetime Open-Market Net
-$32.21M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| New Home Co Inc. (NWHM) Delisted | 10%+ Owner | 2,046,059 | $8.99 | $18.39M | -$381.0K | 1 | 2018-11-01 |
| CPSS | 10%+ Owner | 2,176,884 | $9.24 | $20.11M | -$1.25M | 13 | 2017-11-29 |
| RM | 10%+ Owner | 1,266,683 | $33.56 | $42.51M | -$1.98M | 4 | 2015-02-17 |
| FIRST MARBLEHEAD CORP (FMD) Delisted | 10%+ Owner | 1,168,161 | — | — | $121.7K | 1 | 2014-11-17 |
| NewStar Financial, Inc. (NEWS) Delisted | 10%+ Owner | 4,941,011 | — | — | $131.1K | 1 | 2013-09-03 |
| PRS | 10%+ Owner | 5,480,890 | $20.65 | $113.18M | -$7.63M | 61 | 2011-12-19 |
| Tennessee Commerce Bancorp, Inc. (TNCC) Delisted | 10%+ Owner | 1,266,456 | — | — | $287.1K | 5 | 2011-06-20 |
| TAYLOR CAPITAL GROUP INC (TAYC) Delisted | 10%+ Owner | 2,029,283 | — | — | $5.48M | 15 | 2011-05-26 |
| MBWM | 10%+ Owner | 863,495 | $59.57 | $51.44M | -$1.06M | 4 | 2011-04-20 |
| Atlanticus Holdings Corp (CCRT) Delisted | 10%+ Owner | 3,736,230 | — | — | $3.58M | 9 | 2011-03-29 |
| LEND | 10%+ Owner | 2,900,000 | $24.90 | $72.20M | $1.84M | 1 | 2007-05-21 |
| ECPG | 10%+ Owner | 2,266,400 | $101.26 | $229.50M | -$31.35M | 1 | 2007-04-06 |
Recent Filings · Page 7 of 13
122 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-01-03 | Tennessee Commerce Bancorp, Inc. (TNCC) Delisted | Buy (P) | +58,000 | $282.0K | EDGAR |
| 2010-12-30 | Atlanticus Holdings Corp (CCRT) Delisted | Buy (P) | +90,000 | $623.4K | EDGAR |
| 2010-12-20 | Tennessee Commerce Bancorp, Inc. (TNCC) Delisted | Buy (P) | +20,000 | $82.0K | EDGAR |
| 2010-11-26 | PRS | Buy (P) | +30,000 | $150.0K | EDGAR |
| 2010-11-23 | TAYLOR CAPITAL GROUP INC (TAYC) Delisted | Mixed | — | $0 | EDGAR |
| 2010-11-02 | TAYLOR CAPITAL GROUP INC (TAYC) Delisted | Buy (P) | +24,000 | $289.4K | EDGAR |
| 2010-10-21 | PRS | Buy (P) | +20,000 | $93.8K | EDGAR |
| 2010-10-04 | TAYLOR CAPITAL GROUP INC (TAYC) Delisted | Buy (P) | +10,000 | $114.7K | EDGAR |
| 2010-09-24 | PRS | Buy (P) | +2,438 | $10.9K | EDGAR |
| 2010-09-24 | Atlanticus Holdings Corp (CCRT) Delisted | Buy (P) | +30,000 | $148.2K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.