LISA J CALDWELL

CIK 1379325 · EVP & Chief HR Officer · last filed 2026-02-02

LISA J CALDWELL is an EVP & Chief HR Officer who has filed 40 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for ORI, was dated Feb 2, 2026. Across all open-market trades the lifetime net is −$6.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $533.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$533.1K

Companies

2

Total Filings

40

Lifetime Open-Market Net

-$6.05M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ORI Director 13,822 $38.57 $533.1K $249.4K 4 2026-02-02
REYNOLDS AMERICAN INC (RAI) Delisted EVP & Chief HR Officer 1,697 -$6.30M 36 2017-07-26

Recent Filings

40 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-02-02 ORI Mixed +1,077 -$32.8K EDGAR
2025-01-31 ORI Grant (A) +2,039 $0 EDGAR
2022-05-31 ORI Buy (P) +9,920 $234.4K EDGAR
2021-09-02 ORI Buy (P) +576 $15.0K EDGAR
2017-07-26 REYNOLDS AMERICAN INC (RAI) Delisted Mixed −39,674 $0 EDGAR
2017-03-14 REYNOLDS AMERICAN INC (RAI) Delisted Mixed −29,762 -$1.71M EDGAR
2017-03-06 REYNOLDS AMERICAN INC (RAI) Delisted Tax (F) −24,500 -$1.50M EDGAR
2017-02-16 REYNOLDS AMERICAN INC (RAI) Delisted Gift (G) −10,011 $0 EDGAR
2017-02-03 REYNOLDS AMERICAN INC (RAI) Delisted Grant (A) +52,604 $0 EDGAR
2016-03-15 REYNOLDS AMERICAN INC (RAI) Delisted Sell (S) −33,499 -$1.71M EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.