Carlton L Highsmith

CIK 1379848 · last filed 2026-05-13

Carlton L Highsmith is a corporate insider who has filed 47 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for KEY, was dated May 13, 2026. Across all open-market trades the lifetime net is −$996.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $980.7K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$980.7K

Companies

3

Total Filings

47

Lifetime Open-Market Net

-$996.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KEY Director 46,236 $21.21 $980.7K -$1.27M 27 2026-05-13
FIRST NIAGARA FINANCIAL GROUP INC (FNFG) Delisted Director 87,718 $227.2K 9 2016-05-02
NEWALLIANCE BANCSHARES INC (NAL) Delisted Director 6,455 $42.0K 5 2010-06-02

Recent Filings

47 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-05-13 KEY Mixed +9,059 -$194.0K EDGAR
2025-05-19 KEY Grant (A) $0 EDGAR
2025-05-14 KEY Mixed −686 -$146.4K EDGAR
2025-05-13 KEY Notice (144) −5,000 -$83.0K EDGAR
2024-11-07 KEY Sell (S) −9,000 -$154.3K EDGAR
2024-11-05 KEY Notice (144) −9,000 -$154.3K EDGAR
2024-08-20 KEY Sell (S) −10,000 -$162.1K EDGAR
2024-08-16 KEY Notice (144) −10,000 -$161.1K EDGAR
2024-05-15 KEY Mixed +3,286 -$48.8K EDGAR
2024-05-13 KEY Grant (A) $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.