Home

Benjamin G Brock

CIK 1383693 · Chief Executive Officer · last filed 2018-05-07

Benjamin G Brock is a Chief Executive Officer who has filed 45 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $1.2M of ASTE on May 7, 2018. Across all open-market trades the lifetime net is −$5.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $12.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$12.73M

Companies

1

Total Filings

45

Lifetime Open-Market Net

-$5.59M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ASTE Chief Executive Officer 208,378 $61.07 $12.73M -$5.59M 45 2018-05-07

Recent Filings

45 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-05-07 ASTE Sell (S) −22,439 -$1.23M EDGAR
2018-05-02 ASTE Mixed +22,439 -$1.97M EDGAR
2018-03-01 ASTE Grant (A) +4,600 $0 EDGAR
2017-02-28 ASTE Grant (A) +9,749 $0 EDGAR
2016-08-10 ASTE Gift (G) −167 $0 EDGAR
2016-02-29 ASTE Tax (F) −1,297 -$54.7K EDGAR
2015-12-18 ASTE Will (W) +12,645 $0 EDGAR
2015-11-20 ASTE Gift (G) +182 $0 EDGAR
2015-04-28 ASTE Sell (S) −17,200 -$750.3K EDGAR
2015-04-28 ASTE Sell (S) −12,800 -$551.4K EDGAR
Showing 1–10 of 45
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.