Benjamin G Brock

CIK 1383693 · Chief Executive Officer · last filed 2018-05-07

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$12.73M

Companies

1

Total Filings

45

Lifetime Open-Market Net

-$5.59M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ASTE Chief Executive Officer 208,378 $61.07 $12.73M -$5.59M 45 2018-05-07

Recent Filings · Page 5 of 5

45 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-08-01 ASTE Mixed +13,692 $0 EDGAR
2007-08-01 ASTE Sell (S) −9,000 -$473.9K EDGAR
2007-08-01 ASTE Sell (S) −5,000 -$263.3K EDGAR
2007-05-07 ASTE Sell (S) −1,104 -$45.9K EDGAR
2007-03-09 ASTE Grant (A) +2,000 $0 EDGAR
Showing 4145 of 45
Page 5 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.