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Christopher Ricciardi

CIK 1386363 · President · last filed 2018-01-05

Christopher Ricciardi is a President who has filed 9 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing shows the insider bought $300.0K of COHN on Jan 5, 2018. Across all open-market trades the lifetime net is +$800.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.03M

Companies

2

Total Filings

9

Lifetime Open-Market Net

$800.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
COHN President 76,240 $13.47 $1.03M $300.0K 3 2018-01-05
Cohen & Co Inc. (IFMI) Delisted Director 23,120 — — $500.0K 6 2015-11-06

Recent Filings

9 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-01-05 COHN Buy (P) +20,000 $300.0K EDGAR
2015-11-06 Cohen & Co Inc. (IFMI) Delisted Buy (P) +250,000 $500.0K EDGAR
2015-10-19 Cohen & Co Inc. (IFMI) Delisted Disp (D) −1,935,025 -$3.87M EDGAR
2015-02-06 Cohen & Co Inc. (IFMI) Delisted Grant (A) +30,303 $0 EDGAR
2014-02-14 Cohen & Co Inc. (IFMI) Delisted Grant (A) +22,634 $0 EDGAR
2013-09-26 Cohen & Co Inc. (IFMI) Delisted Grant (A) +487,291 $974.6K EDGAR
2011-06-08 Cohen & Co Inc. (IFMI) Delisted Mixed +360,000 $0 EDGAR
2010-03-29 COHN Mixed — $0 EDGAR
2009-12-18 COHN Grant (A) +1,093,913 $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.