J Kevin McCarthy
CIK 1386987 · SEVP & General Counsel · last filed 2026-08-06
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$8.02M
Companies
3
Total Filings
69
Lifetime Open-Market Net
-$21.44M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BNY | SEVP & General Counsel | 49,988 | $160.51 | $8.02M | $0 | 2 | 2026-08-06 |
| Bank of New York Mellon Corp (BK) Delisted | SEVP & General Counsel | 50,237 | $137.16 | $6.89M | -$21.47M | 54 | 2026-04-21 |
| Cowen Holdings, Inc. (COWN) Delisted | General Counsel | 0 | $38.99 | $0 | $26.7K | 7 | 2009-11-03 |
Recent Filings · Page 3 of 7
69 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-02-12 | Bank of New York Mellon Corp (BK) Delisted | Tax (F) | −4,022 | -$221.7K | EDGAR |
| 2024-02-02 | Bank of New York Mellon Corp (BK) Delisted | Grant (A) | +28,217 | $0 | EDGAR |
| 2023-07-21 | Bank of New York Mellon Corp (BK) Delisted | Sell (S) | −35,000 | -$1.62M | EDGAR |
| 2023-07-19 | Bank of New York Mellon Corp (BK) Delisted | Notice (144) | −35,000 | -$1.59M | EDGAR |
| 2023-02-28 | Bank of New York Mellon Corp (BK) Delisted | Mixed | +12,162 | -$640.1K | EDGAR |
| 2023-02-17 | Bank of New York Mellon Corp (BK) Delisted | Tax (F) | −3,309 | -$171.3K | EDGAR |
| 2023-02-15 | Bank of New York Mellon Corp (BK) Delisted | Grant (A) | +29,365 | $0 | EDGAR |
| 2023-02-14 | Bank of New York Mellon Corp (BK) Delisted | Tax (F) | −10,851 | -$557.7K | EDGAR |
| 2023-02-10 | Bank of New York Mellon Corp (BK) Delisted | Tax (F) | −2,951 | -$152.8K | EDGAR |
| 2022-10-21 | Bank of New York Mellon Corp (BK) Delisted | Sell (S) | −20,000 | -$787.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.